0001127602-19-028556.txt : 20190917
0001127602-19-028556.hdr.sgml : 20190917
20190917143953
ACCESSION NUMBER: 0001127602-19-028556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190913
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moriarty Sean Thomas
CENTRAL INDEX KEY: 0001716333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04462
FILM NUMBER: 191096720
MAIL ADDRESS:
STREET 1: 22 WEST FRONTAGE ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPAN CO
CENTRAL INDEX KEY: 0000094049
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 361823834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
BUSINESS PHONE: 8474467500
MAIL ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
FORMER COMPANY:
FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/
DATE OF NAME CHANGE: 19840108
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-09-13
0000094049
STEPAN CO
SCL
0001716333
Moriarty Sean Thomas
22 WEST FRONTAGE ROAD
NORTHFIELD
1
VP & GM Polymers
Common Stock
2019-09-13
4
M
0
629
61.91
A
5077.0797
D
Common Stock
2019-09-13
4
S
0
629
99.32
D
4448.0797
D
Common Stock
2019-09-13
4
M
0
1332
58.22
A
5780.0797
D
Common Stock
2019-09-13
4
S
0
1332
99.287
D
4448.0797
D
Common Stock
2019-09-13
4
M
0
1888
61.91
A
6336.0797
D
Common Stock
2019-09-13
4
D
0
1888
99.33
D
4448.0797
D
Common Stock
2019-09-13
4
M
0
3997
58.22
A
8445.0797
D
Common Stock
2019-09-13
4
D
0
3997
99.39
D
4448.0797
D
Common Stock
3774.47
I
By ESOP II Trust
Stock Option (Right to Buy)
61.91
2019-09-13
4
M
0
629
0
D
2016-02-18
2024-02-17
Common Stock
629
0
D
Stock Option (Right to Buy)
58.22
2019-09-13
4
M
0
1332
0
D
2016-04-29
2024-04-28
Common Stock
1332
0
D
Stock Appreciation Right
61.91
2019-09-13
4
M
0
1888
0
D
2016-02-18
2024-02-17
Common Stock
1888
0
D
Stock Appreciation Right
58.22
2019-09-13
4
M
0
3997
0
D
2016-04-29
2024-04-28
Common Stock
3997
0
D
Share Units
2019-09-13
4
A
0
13.485
98.90
A
Common Stock
13.485
5348.022
D
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $99.241 to $99.370, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
The Stock Appreciation Rights were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.
Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II transactions.
Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
Share Units convert on a one-for-one basis into Common Stock.
Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.
/s/ Stephanie J. Pacitti, attorney-in-fact for Sean T. Moriarty
2019-09-17