0001127602-19-025709.txt : 20190801 0001127602-19-025709.hdr.sgml : 20190801 20190801174524 ACCESSION NUMBER: 0001127602-19-025709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moriarty Sean Thomas CENTRAL INDEX KEY: 0001716333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19993834 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-07-30 0000094049 STEPAN CO SCL 0001716333 Moriarty Sean Thomas 22 WEST FRONTAGE ROAD NORTHFIELD 1 VP & GM Polymers Common Stock 2019-07-30 4 M 0 4598 43.85 A 5074.9717 D Common Stock 2019-07-30 4 D 0 2085 96.73 D 2989.9717 D Common Stock 2019-07-30 4 F 0 1013 96.73 D 1976.9717 D Common Stock 2019-07-30 4 S 0 1500 96.74 D 476.9717 D Common Stock 2019-07-31 4 S 0 959 100.583 D 5074.9717 D Common Stock 2019-07-31 4 M 0 959 43.85 A 6033.9717 D Common Stock 2019-07-31 4 S 0 879 100.791 D 5074.9717 D Common Stock 2019-07-31 4 S 0 80 101.597 D 5953.9717 D Common Stock 3764.957 I By ESOP II Trust Stock Appreciation Right 43.85 2019-07-30 4 M 0 4598 0 D 2018-02-23 2026-02-22 Common Stock 4598 0 D Stock Option (Right to Buy) 43.85 2019-07-31 4 M 0 959 0 D 2018-02-23 2026-02-22 Common Stock 959 574 D The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Withholding of shares to satisfy tax liability on exercise of SARs. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $96.460 to $97.130, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $100.500 to $101.655, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $100.500 to $101.480, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $101.520 to $101.655, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. /s/ Stephanie J. Pacitti, attorney-in-fact for Sean T. Moriarty 2019-08-01