0001127602-19-025548.txt : 20190731
0001127602-19-025548.hdr.sgml : 20190731
20190731171625
ACCESSION NUMBER: 0001127602-19-025548
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190729
FILED AS OF DATE: 20190731
DATE AS OF CHANGE: 20190731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behrens Scott R.
CENTRAL INDEX KEY: 0001616912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04462
FILM NUMBER: 19989737
MAIL ADDRESS:
STREET 1: 22 WEST FRONTAGE ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPAN CO
CENTRAL INDEX KEY: 0000094049
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 361823834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
BUSINESS PHONE: 8474467500
MAIL ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
FORMER COMPANY:
FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/
DATE OF NAME CHANGE: 19840108
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-07-29
0000094049
STEPAN CO
SCL
0001616912
Behrens Scott R.
22 W. FRONTAGE ROAD
NORTHFIELD
IL
60093
1
VP/GM Surfactants
Common Stock
2019-07-29
4
M
0
1298
42.765
A
12354.913
D
Common Stock
2019-07-29
4
M
0
2000
43.85
A
14354.913
D
Common Stock
2019-07-29
4
M
0
6262
43.85
A
20616.913
D
Common Stock
2019-07-29
4
D
0
886
99.00
D
19730.913
D
Common Stock
2019-07-29
4
F
0
494
99.00
D
19236.913
D
Common Stock
2019-07-29
4
D
0
2776
98.925
D
16460.913
D
Common Stock
2019-07-29
4
F
0
1545
98.925
D
14915.913
D
Common Stock
2019-07-29
4
M
0
3851
41.16
A
18766.913
D
Common Stock
2019-07-29
4
S
0
2701
98.292
D
16065.913
D
Common Stock
2019-07-29
4
S
0
4389
98.95
D
11676.913
D
Common Stock
2019-07-30
4
S
0
620
97.469
D
11056.913
D
Common Stock
3611.949
I
By Esop II Trust
Employee Stock Option (Right to Buy)
42.765
2019-07-29
4
M
0
1298
0
D
2014-02-14
2022-02-13
Common Stock
1298
0
D
Stock Appreciation Right
43.85
2019-07-29
4
M
0
2000
0
D
2018-02-23
2026-02-22
Common Stock
2000
6262
D
Stock Appreciation Right
43.85
2019-07-29
4
M
0
6262
0
D
2018-02-23
2026-02-22
Common Stock
6262
0
D
Employee Stock Option (Right to Buy)
41.16
2019-07-29
4
M
0
3851
0
D
2017-02-17
2025-02-16
Common Stock
3851
0
D
The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
Withholding of shares to satisfy tax liability on exercise of SARs.
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.700 to $98.700, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $98.705 to $99.210, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.430 to $97.540, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
/s/ Stephanie J. Pacitti, Attorney-in-fact for Scott R. Behrens
2019-07-31