0001127602-19-025548.txt : 20190731 0001127602-19-025548.hdr.sgml : 20190731 20190731171625 ACCESSION NUMBER: 0001127602-19-025548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190729 FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Behrens Scott R. CENTRAL INDEX KEY: 0001616912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19989737 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-07-29 0000094049 STEPAN CO SCL 0001616912 Behrens Scott R. 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 VP/GM Surfactants Common Stock 2019-07-29 4 M 0 1298 42.765 A 12354.913 D Common Stock 2019-07-29 4 M 0 2000 43.85 A 14354.913 D Common Stock 2019-07-29 4 M 0 6262 43.85 A 20616.913 D Common Stock 2019-07-29 4 D 0 886 99.00 D 19730.913 D Common Stock 2019-07-29 4 F 0 494 99.00 D 19236.913 D Common Stock 2019-07-29 4 D 0 2776 98.925 D 16460.913 D Common Stock 2019-07-29 4 F 0 1545 98.925 D 14915.913 D Common Stock 2019-07-29 4 M 0 3851 41.16 A 18766.913 D Common Stock 2019-07-29 4 S 0 2701 98.292 D 16065.913 D Common Stock 2019-07-29 4 S 0 4389 98.95 D 11676.913 D Common Stock 2019-07-30 4 S 0 620 97.469 D 11056.913 D Common Stock 3611.949 I By Esop II Trust Employee Stock Option (Right to Buy) 42.765 2019-07-29 4 M 0 1298 0 D 2014-02-14 2022-02-13 Common Stock 1298 0 D Stock Appreciation Right 43.85 2019-07-29 4 M 0 2000 0 D 2018-02-23 2026-02-22 Common Stock 2000 6262 D Stock Appreciation Right 43.85 2019-07-29 4 M 0 6262 0 D 2018-02-23 2026-02-22 Common Stock 6262 0 D Employee Stock Option (Right to Buy) 41.16 2019-07-29 4 M 0 3851 0 D 2017-02-17 2025-02-16 Common Stock 3851 0 D The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Withholding of shares to satisfy tax liability on exercise of SARs. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.700 to $98.700, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $98.705 to $99.210, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.430 to $97.540, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. /s/ Stephanie J. Pacitti, Attorney-in-fact for Scott R. Behrens 2019-07-31