0001127602-19-022031.txt : 20190618 0001127602-19-022031.hdr.sgml : 20190618 20190618165130 ACCESSION NUMBER: 0001127602-19-022031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mergner Arthur W CENTRAL INDEX KEY: 0001603410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19904130 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-15 0000094049 STEPAN CO SCL 0001603410 Mergner Arthur W 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 VP, Supply Chain Common Stock 2019-03-15 5 A 0 E 23.615 89.03 A 15177.276 D Common Stock 2019-06-14 5 A 0 E 41.35 91.76 A 15218.626 D Common Stock 6464.687 I By Esop II Trust Share Units 2019-03-15 5 A 0 E 23.054 89.03 A Common Stock 23.054 8232.774 D Share Units 2019-06-14 5 A 0 E 22.43 91.76 A Common Stock 22.43 8255.204 D Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II transactions. Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Share Units convert on a one-for-one basis into Common Stock. Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. /s/ Stephanie J. Pacitti, attorney-in-fact for Arthur W. Mergner 2019-06-18