0001127602-19-008778.txt : 20190227 0001127602-19-008778.hdr.sgml : 20190227 20190227190755 ACCESSION NUMBER: 0001127602-19-008778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190225 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPAN F QUINN JR CENTRAL INDEX KEY: 0001229289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19639743 MAIL ADDRESS: STREET 1: 22 W FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-25 0000094049 STEPAN CO SCL 0001229289 STEPAN F QUINN JR 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 1 Chairman, President & CEO Common Stock 2019-02-25 4 M 0 18476 42.765 A 202575.935 D Common Stock 2019-02-25 4 D 0 18476 94.73 D 184099.935 D Common Stock 106672 D Common Stock 160000 I By Family LLC Common Stock 48000 I By Family Trust Common Stock 71382 I By Family Trust III Common Stock 40000 I By Family Trust IV Common Stock 358 I By Spouse Common Stock 11274.429 I By Esop II Trust Stock Appreciation Right 42.765 2019-02-25 4 M 0 18476 0 D 2014-02-14 2022-02-13 Common Stock 18476 0 D The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Joint Tenancy with Spouse. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. This award of SARs was previously reported as covering 9,238 shares of common stock at an exercise price of $85.53 per share, but has been adjusted to reflect the November 30, 2012 two-for-one stock split. /s/ Stephanie J. Pacitti, attorney-in-fact for F. Quinn Stepan, Jr. 2019-02-27