0001127602-19-008655.txt : 20190227 0001127602-19-008655.hdr.sgml : 20190227 20190227150117 ACCESSION NUMBER: 0001127602-19-008655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190225 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Behrens Scott R. CENTRAL INDEX KEY: 0001616912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19637230 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-25 0000094049 STEPAN CO SCL 0001616912 Behrens Scott R. 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 VP/GM Surfactants Common Stock 2019-02-25 4 M 0 1813 63.11 A 18807.119 D Common Stock 2019-02-25 4 M 0 2360 61.91 A 21167.119 D Common Stock 2019-02-25 4 M 0 996 58.22 A 22163.119 D Common Stock 2019-02-25 4 D 0 5169 94.3817 D 17744.119 D Common Stock 2019-02-25 4 M 0 2000 41.16 A 24163.119 D Common Stock 2019-02-25 4 D 0 875 94.14 D 23288.119 D Common Stock 2019-02-25 4 F 0 375 94.14 D 22913.119 D Common Stock 3592.195 I By Esop II Trust Stock Appreciation Right 63.11 2019-02-25 4 M 0 1813 0 D 2015-02-19 2023-02-18 Common Stock 1813 0 D Stock Appreciation Right 61.91 2019-02-25 4 M 0 2360 0 D 2016-02-18 2024-02-17 Common Stock 2360 0 D Stock Appreciation Right 58.22 2019-02-25 4 M 0 996 0 D 2016-04-29 2024-04-28 Common Stock 996 0 D Stock Appreciation Right 41.16 2019-02-25 4 M 0 2000 0 D 2017-02-17 2025-02-16 Common Stock 2000 0 D The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $94.27 to $94.48, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The SARs were settled in shares of common stock as per the terms of the award. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Withholding of shares to satisfy tax liability on exercise of SARs. /s/ Stephanie J. Pacitti, Attorney-in-fact for Scott R. Behrens 2019-02-27