0001127602-19-008655.txt : 20190227
0001127602-19-008655.hdr.sgml : 20190227
20190227150117
ACCESSION NUMBER: 0001127602-19-008655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190225
FILED AS OF DATE: 20190227
DATE AS OF CHANGE: 20190227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behrens Scott R.
CENTRAL INDEX KEY: 0001616912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04462
FILM NUMBER: 19637230
MAIL ADDRESS:
STREET 1: 22 WEST FRONTAGE ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPAN CO
CENTRAL INDEX KEY: 0000094049
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 361823834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
BUSINESS PHONE: 8474467500
MAIL ADDRESS:
STREET 1: EDENS & WINNETKA ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
FORMER COMPANY:
FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/
DATE OF NAME CHANGE: 19840108
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-25
0000094049
STEPAN CO
SCL
0001616912
Behrens Scott R.
22 W. FRONTAGE ROAD
NORTHFIELD
IL
60093
1
VP/GM Surfactants
Common Stock
2019-02-25
4
M
0
1813
63.11
A
18807.119
D
Common Stock
2019-02-25
4
M
0
2360
61.91
A
21167.119
D
Common Stock
2019-02-25
4
M
0
996
58.22
A
22163.119
D
Common Stock
2019-02-25
4
D
0
5169
94.3817
D
17744.119
D
Common Stock
2019-02-25
4
M
0
2000
41.16
A
24163.119
D
Common Stock
2019-02-25
4
D
0
875
94.14
D
23288.119
D
Common Stock
2019-02-25
4
F
0
375
94.14
D
22913.119
D
Common Stock
3592.195
I
By Esop II Trust
Stock Appreciation Right
63.11
2019-02-25
4
M
0
1813
0
D
2015-02-19
2023-02-18
Common Stock
1813
0
D
Stock Appreciation Right
61.91
2019-02-25
4
M
0
2360
0
D
2016-02-18
2024-02-17
Common Stock
2360
0
D
Stock Appreciation Right
58.22
2019-02-25
4
M
0
996
0
D
2016-04-29
2024-04-28
Common Stock
996
0
D
Stock Appreciation Right
41.16
2019-02-25
4
M
0
2000
0
D
2017-02-17
2025-02-16
Common Stock
2000
0
D
The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $94.27 to $94.48, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
The SARs were settled in shares of common stock as per the terms of the award.
Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
Withholding of shares to satisfy tax liability on exercise of SARs.
/s/ Stephanie J. Pacitti, Attorney-in-fact for Scott R. Behrens
2019-02-27