0001127602-19-007748.txt : 20190222 0001127602-19-007748.hdr.sgml : 20190222 20190222164733 ACCESSION NUMBER: 0001127602-19-007748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPAN F QUINN JR CENTRAL INDEX KEY: 0001229289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 19626333 MAIL ADDRESS: STREET 1: 22 W FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-20 0000094049 STEPAN CO SCL 0001229289 STEPAN F QUINN JR 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 1 Chairman, President & CEO Common Stock 2019-02-20 4 M 0 28657 A 184099.935 D Common Stock 2019-02-20 4 A 0 81.636 92.29 A 11274.429 I By Esop II Trust Common Stock 106672 D Common Stock 160000 I By Family LLC Common Stock 48000 I By Family Trust Common Stock 71382 I By Family Trust III Common Stock 40000 I By Family Trust IV Common Stock 358 I By Spouse Stock Option (Right to Buy) 92.29 2019-02-20 4 A 0 28122 0 A 2019-12-31 2029-02-19 Common Stock 28122 28122 D Stock Appreciation Right 92.29 2019-02-20 4 A 0 28122 0 A 2019-12-31 2029-02-19 Common Stock 28122 28122 D Performance Shares 2019-02-20 4 A 0 10836 A Common Stock 10836 10836 D Performance Shares 2019-02-20 4 M 0 15507 D Common Stock 15507 0 D The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2018. Joint Tenancy with Spouse. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. Vests ratably over three years beginning on the date shown. Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018. /s/ Stephanie J. Pacitti, attorney-in-fact for F. Quinn Stepan, Jr. 2019-02-22