0001062993-23-017205.txt : 20230829
0001062993-23-017205.hdr.sgml : 20230829
20230829164025
ACCESSION NUMBER: 0001062993-23-017205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230825
FILED AS OF DATE: 20230829
DATE AS OF CHANGE: 20230829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Brian F.
CENTRAL INDEX KEY: 0000940454
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 231222484
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER NAME:
FORMER CONFORMED NAME: SULLIVAN BRIAN F
DATE OF NAME CHANGE: 19950307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-08-25
0001603454
Celcuity Inc.
CELC
0000940454
Sullivan Brian F.
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
1
1
0
Chief Executive Officer
0
Common Stock
3016643
D
Stock Option (right to buy)
8.4000
2027-05-17
Common Stock
21500
21500
D
Stock Option (right to buy)
5.50
2027-09-19
Common Stock
8220
8220
D
Stock Option (right to buy)
5.50
2028-08-13
Common Stock
3769
3769
D
Stock Option (right to buy)
5.50
2028-10-17
Common Stock
14675
14675
D
Stock Option (right to buy)
5.50
2029-08-12
Common Stock
50000
50000
D
Stock Option (right to buy)
5.50
2029-08-12
Common Stock
4985
4985
D
Stock Option (right to buy)
5.9000
2030-08-12
Common Stock
20000
20000
D
Stock Option (right to buy)
5.9000
2030-08-12
Common Stock
17281
17281
D
Stock Option (right to buy)
5.50
2030-12-28
Common Stock
11081
11081
D
Stock Option (right to buy)
5.50
2031-02-02
Common Stock
12859
12859
D
Stock Option (right to buy)
5.50
2031-03-18
Common Stock
11889
11889
D
Stock Option (right to buy)
5.50
2031-04-12
Common Stock
13509
13509
D
Stock Option (right to buy)
5.50
2031-08-11
Common Stock
17000
17000
D
Stock Option (right to buy)
5.50
2031-08-11
Common Stock
20000
20000
D
Stock Option (right to buy)
5.50
2031-10-27
Common Stock
6569
6569
D
Stock Option (right to buy)
5.50
2032-05-17
Common Stock
250000
250000
D
Warrants (right to buy)
8.05
2027-12-09
Common Stock
104340
104340
D
Stock Option (right to buy)
11.55
2033-02-16
Common Stock
69760
69760
D
Stock Option (right to buy)
9.89
2023-08-25
4
A
0
180000
0
A
2033-08-25
Common Stock
180000
180000
D
Fully vested.
5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
Fully exercisable.
These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
2023-08-29