0000914190-20-000296.txt : 20200814 0000914190-20-000296.hdr.sgml : 20200814 20200814161926 ACCESSION NUMBER: 0000914190-20-000296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Brian F. CENTRAL INDEX KEY: 0000940454 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 201105361 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER NAME: FORMER CONFORMED NAME: SULLIVAN BRIAN F DATE OF NAME CHANGE: 19950307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-08-12 0001603454 Celcuity Inc. CELC 0000940454 Sullivan Brian F. 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 1 1 1 0 Chief Executive Officer Common Stock 2755774 D Stock Option (right to buy) 8.40 2027-05-17 Common Stock 21500 21500 D Stock Option (right to buy) 9.50 2027-09-19 Common Stock 8220 8220 D Stock Option (right to buy) 26.00 2028-08-13 Common Stock 3769 3769 D Stock Option (right to buy) 25.77 2028-10-17 Common Stock 14675 14675 D Stock Option (right to buy) 19.72 2029-08-12 Common Stock 50000 50000 D Stock Option (right to buy) 19.72 2020-09-19 2029-08-12 Common Stock 4985 4985 D Stock Option (right to buy) 5.9 2020-08-12 4 A 0 20000 0 A 2030-08-12 Common Stock 20000 20000 D Stock Option (right to buy) 5.9 2020-08-12 4 A 0 17281 0 A 2021-09-19 2030-08-12 Common Stock 17281 17281 D Fully vested. 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter. 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter. 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter. /s/ Eric O. Madson as attorney-in-fact for Brian F. Sullivan pursuant to Power of Attorney previously filed. 2020-08-14