0000899243-22-024767.txt : 20220701 0000899243-22-024767.hdr.sgml : 20220701 20220701165109 ACCESSION NUMBER: 0000899243-22-024767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220701 DATE AS OF CHANGE: 20220701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIEMENS AG CENTRAL INDEX KEY: 0000940418 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 221062100 BUSINESS ADDRESS: STREET 1: 1 CHASE MANHATTAN PLAZA STREET 2: CHASE MANHATTAN BANK CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siemens Industry, Inc. CENTRAL INDEX KEY: 0001890016 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 221062099 BUSINESS ADDRESS: STREET 1: 100 TECHNOLOGY DRIVE CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 212-672-4011 MAIL ADDRESS: STREET 1: 100 TECHNOLOGY DRIVE CITY: ALPHARETTA STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-30 0 0001868941 Fluence Energy, Inc. FLNC 0000940418 SIEMENS AG WERNER-VON-SIEMENS-STRASSE 1 80333 MUNICH 2M GERMANY 0 0 1 0 0001890016 Siemens Industry, Inc. C/O SIEMENS AGSIEMENS INDUSTRY, INC. WERNER-VON-SIEMENS-STRASSE 1 80333 MUNICH 2M GERMANY 0 0 1 0 Class A Common Stock 2022-06-30 4 C 0 58586695 A 58586695 I See footnote Class A Common Stock 2022-06-30 4 J 0 58586695 D 0 I See footnote Class A Common Stock 58586695 D LLC Units of Fluence Energy, LLC 2022-06-30 4 C 0 58586695 0.00 D Class A Common Stock 58586695 0 I See Footnote On June 30, 2022, Siemens Industry, Inc. ("Siemens Industry"), a wholly owned, indirect subsidiary of Siemens AG, effected an internal transfer to Siemens AG of all of its interest in an aggregate of 58,586,695 shares of Class A Common Stock and exercised its redemption right with respect to an equivalent number of common units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 58,586,695 shares of Class B-1 Common Stock of Fluence Energy, Inc. Siemens Industry exercised such redemption right and transfer as a result of Siemens Industry's and Siemens AG's determination that it would be more suitable for Siemens AG to hold Class A Common Stock rather than Class B-1 Common Stock and OpCo Units. Siemens AG does not currently contemplate taking any other action at this time with respect to the Class A Common Stock or any other arrangements or agreements with Fluence Energy, LLC or Fluence Energy, Inc., other than in the ordinary course of business. The OpCo Units and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date. The securities are held of record by Siemens Industry. Siemens AG is the indirect parent of Siemens Industry and may be deemed to beneficially own the securities held of record by Siemens Industry. Following the transfer described above, these securities are held directly by Siemens AG and Siemens Industry no longer holds any securities of the Issuer. This Form 4 filing reflects an exit filing by Siemens Industry. SIEMENS AG, By: /s/ Christian Bleiweiss, Name: Christian Bleiweiss, Title: Chief Counsel Corporate, M&A, By: /s/ Hardi Zajewski, Name: Hardi Zajewski, Title: SVP M&A 2022-07-01 SIEMENS INDUSTRY, INC., By: /s/ Ruth Gratzke, Name: Ruth Gratzke, Title: Chief Executive Officer, By: /s/ Marsha Smith, Name: Marsha Smith, Title: Chief Financial Officer 2022-07-01