0000899243-22-036829.txt : 20221122
0000899243-22-036829.hdr.sgml : 20221122
20221122213217
ACCESSION NUMBER: 0000899243-22-036829
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221121
FILED AS OF DATE: 20221122
DATE AS OF CHANGE: 20221122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERNHARD JAMES M JR
CENTRAL INDEX KEY: 0000940082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412132
MAIL ADDRESS:
STREET 1: 4171 ESSEN LANE
STREET 2: 1ST FLOOR
CITY: BATON ROUGE
STATE: LA
ZIP: 70809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP ENERGY SERVICES FUND, LP
CENTRAL INDEX KEY: 0001620882
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412136
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: (225) 228-2501
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP ENERGY SERVICES FUND-A, LP
CENTRAL INDEX KEY: 0001620883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412137
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: (225) 228-2501
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Charah Holdings LP
CENTRAL INDEX KEY: 0001743465
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412134
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: 502-815-5062
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JENKINS JEFFREY SCOTT
CENTRAL INDEX KEY: 0001743809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412133
MAIL ADDRESS:
STREET 1: C/O CHARAH HOLDINGS
STREET 2: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Charah Holdings GP LLC
CENTRAL INDEX KEY: 0001743505
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412135
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: 5028155062
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP Energy Services Fund UGP, LLC
CENTRAL INDEX KEY: 0001743507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412139
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: 5028155062
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP Energy Services Fund GP, LP
CENTRAL INDEX KEY: 0001743508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38523
FILM NUMBER: 221412138
BUSINESS ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
BUSINESS PHONE: 5028155062
MAIL ADDRESS:
STREET 1: 400 CONVENTION STREET, SUITE 1010
CITY: BATON ROUGE
STATE: LA
ZIP: 70802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Charah Solutions, Inc.
CENTRAL INDEX KEY: 0001730346
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 824228671
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12601 PLANTSIDE DRIVE
CITY: LOUISVILLE
STATE: KY
ZIP: 40299
BUSINESS PHONE: 502-815-5062
MAIL ADDRESS:
STREET 1: 12601 PLANTSIDE DRIVE
CITY: LOUISVILLE
STATE: KY
ZIP: 40299
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-21
0
0001730346
Charah Solutions, Inc.
CHRA
0001743507
BCP Energy Services Fund UGP, LLC
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001743508
BCP Energy Services Fund GP, LP
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001620883
BCP ENERGY SERVICES FUND-A, LP
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001620882
BCP ENERGY SERVICES FUND, LP
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001743505
Charah Holdings GP LLC
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001743465
Charah Holdings LP
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0001743809
JENKINS JEFFREY SCOTT
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
0000940082
BERNHARD JAMES M JR
400 CONVENTION STREET, SUITE 1010
BATON ROUGE
LA
70802
0
0
1
0
Common Stock
2022-11-21
4
P
0
47707
0.76
A
3009381
I
See Footnotes
Common Stock
2022-11-21
4
P
0
118656
0.76
A
7484926
I
See Footnotes
Common Stock
2022-11-21
4
P
0
85637
0.76
A
5402038
I
See Footnotes
Common Stock
2002-11-22
4
P
0
45435
1.03
A
3054816
I
See Footnotes
Common Stock
2002-11-22
4
P
0
113006
1.03
A
7597932
I
See Footnotes
Common Stock
2002-11-22
4
P
0
81559
1.03
A
5483597
I
See Footnotes
BCP Energy Services Fund UGP, LLC ("BCP Energy Services Fund UGP ") is the sole general partner of BCP Energy Services Fund GP, LP ("BCP Energy Services Fund GP "), which is the sole general partner of both BCP Energy Services Fund, LP ("BCP Energy Services Fund") and BCP Energy Services Fund-A, LP ("BCP Energy Services Fund-A"). BCP Energy Services Fund, LP and BCP Energy Services Fund-A, LP have dispositive voting power over Charah Holdings GP LLC ("Charah Holdings GP"), which is the sole general partner of Charah Holdings LP ("Charah Holdings"). BCP Energy Services Fund UGP is managed by J.M. Bernhard, Jr. and Jeffrey Jenkins. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (i) each of Messrs. Bernhard and Jenkins, BCP Energy Services Fund UGP and BCP Energy Services Fund GP may be deemed to have an indirect pecuniary interest in the securities held directly by Charah Holdings,
(Continued from footnote 1) BCP Energy Services Fund and BCP Energy Services Fund-A and each of BCP Energy Services Fund and BCP Energy Services Fund-A may be deemed to have an indirect pecuniary interest in the securities held directly by Charah Holdings. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by each of Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are reported herein. Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein. Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein.
Shares held directly by Charah Holdings LP.
Shares held directly by BCP Energy Services Fund-A, LP.
Shares held directly by BCP Energy Services Fund, LP.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.90, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
On November 17, 2022 and November 18, 2022, Charah Holdings L.P. filed Form 4s that inadvertently underreported 50 shares of the issuer's common stock that it beneficially owned at such times.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.91 to $1.05, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.
BCP Energy Services Fund UGP, LLC, By: Jeffrey Jenkins, Authorized Person; /s/ Jeffrey Jenkins
2022-11-22
BCP Energy Services Fund GP, LP, By: BCP Energy Services Fund UGP, LLC, its general partner, By: Jeffrey Jenkins, Authorized Person; /s/ Jeffrey Jenkins
2022-11-22
BCP Energy Services Fund-A, LP, By: BCP Energy Services Fund GP, LP, its general partner, By: BCP Energy Services Fund UGP, LLC, its general partner, By: Jeffrey Jenkins, Authorized Person; /s/ Jeffrey Jenkins
2022-11-22
BCP Energy Services Fund, LP, By: BCP Energy Services Fund GP, LP, its general partner, By: BCP Energy Services Fund UGP, LLC, its general partner, By: Jeffrey Jenkins, Authorized Person; /s/ Jeffrey Jenkins
2022-11-22
Charah Holdings GP LLC, By: Mark Spender, Authorized Person; /s/ Mark SpenderCharah Holdings LP, By: Charah Holdings GP LLC, its general partner, By: Mark Spender, Authorized Person; /s/ Mark Spender
2022-11-22
Charah Holdings LP, By: Charah Holdings GP LLC, its general partner, By: Mark Spender, Authorized Person; /s/ Mark Spender
2022-11-22