0001181431-11-030593.txt : 20110517
0001181431-11-030593.hdr.sgml : 20110517
20110517212553
ACCESSION NUMBER: 0001181431-11-030593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110515
FILED AS OF DATE: 20110517
DATE AS OF CHANGE: 20110517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERA LUPE M
CENTRAL INDEX KEY: 0001317711
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30235
FILM NUMBER: 11853295
MAIL ADDRESS:
STREET 1: PO BOX 511, 170 HARBOR WAY
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94083-0511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXELIXIS INC
CENTRAL INDEX KEY: 0000939767
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 043257395
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: P O BOX 511
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94083
BUSINESS PHONE: 6508252200
MAIL ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: P O BOX 511
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94083
FORMER COMPANY:
FORMER CONFORMED NAME: EXELIXIS PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20000106
4
1
rrd312252.xml
FORM 4 (LUPE RIVERA)
X0303
4
2011-05-15
0
0000939767
EXELIXIS INC
EXEL
0001317711
RIVERA LUPE M
C/O EXELIXIS, INC.
210 E. GRAND AVE.
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
EVP, Operations
Common Stock
2011-05-15
4
M
0
2578
0
A
15391
D
Common Stock
2011-05-15
4
M
0
625
0
A
16016
D
Common Stock
3354
I
By 401(k) Plan
Restricted Stock Units
2011-05-15
4
M
0
2578
D
Common Stock
2578
28359
D
Restricted Stock Units
2011-05-15
4
M
0
625
D
Common Stock
625
6875
D
Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were granted on December 9, 2009 and were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 11, 2009.
Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were granted on January 14, 2010 and were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 15, 2010.
Represents 3,354 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of May 16, 2011.
Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.
On December 9, 2009, the reporting person was granted 41,250 restricted stock units, of which 1/16th of the shares subject to the restricted stock units vested on May 15, 2011. The common stock into which such vested restricted stock units converted on May 15, 2011 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/16th of the original number of shares subject to the restricted stock units on each succeeding August 15, November 15, February 15 and May 15 until fully vested.
On January 14, 2010, the reporting person was granted 10,000 restricted stock units, of which 1/16th of the shares subject to the restricted stock units vested on May 15, 2011. The common stock into which such vested restricted stock units converted on May 15, 2011 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/16th of the original number of shares subject to the restricted stock units on each succeeding August 15, November 15, February 15 and May 15 until fully vested.
James B. Bucher, Attorney in Fact
2011-05-17