Managing Director

0001398344-15-000461.txt : 20150129 0001398344-15-000461.hdr.sgml : 20150129 20150129153112 ACCESSION NUMBER: 0001398344-15-000461 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 EFFECTIVENESS DATE: 20150129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWGATE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000939761 IRS NUMBER: 042941344 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03871 FILM NUMBER: 15558727 BUSINESS ADDRESS: STREET 1: ONE SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036610700 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: NEWGATE LLP /CT DATE OF NAME CHANGE: 19980123 FORMER COMPANY: FORMER CONFORMED NAME: NEWGATE MANAGEMENT ASSOCIATES /NY DATE OF NAME CHANGE: 19970725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000939761 XXXXXXXX 12-31-2014 12-31-2014 false NEWGATE CAPITAL MANAGEMENT LLC

One Sound Shore Drive Greenwich CT 06830

13F HOLDINGS REPORT 028-03871 N Sonia Rosenbaum Managing Director 203-661-0700 /s/ Sonia Rosenbaum Greenwich CT 01-29-2015 0 104 151565 INFORMATION TABLE 2 fp0013021_13fhr-table.xml 13F INFORMATION TABLE ADVANCED SEMICONDUCTOR ENGINEERING SP ADR 00756M404 1195 194879 SH SOLE 194879 0 0 AES CORPORATION COM 00130H105 470 34131 SH SOLE 34131 0 0 ALIBABA COM 01609W102 401 3857 SH SOLE 3857 0 0 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME COM 01879R106 7411 596203 SH SOLE 596203 0 0 ALON USA ENERGY INC COM 020520102 229 18043 SH SOLE 18043 0 0 AMERICA MOVIL COM 02364W105 1164 52480 SH SOLE 52480 0 0 APPLE INC COM 037833100 1006 9114 SH SOLE 9114 0 0 BAIDU INC SP ADR REP A 056752108 2196 9631 SH SOLE 9631 0 0 BAKER HUGHES INC COM 057224107 829 14782 SH SOLE 14782 0 0 BANCO BRADESCO SA SP ADR PFD NEW 059460303 1086 81272 SH SOLE 81272 0 0 BANK OF AMERICA CORP COM 060505104 462 25837 SH SOLE 25837 0 0 BHP BILLITON LTD SP ADR 088606108 626 13232 SH SOLE 13232 0 0 BLACKROCK DEBT STRATEGIES FUND COM 09255R103 6975 1874924 SH SOLE 1874924 0 0 BLACKROCK FLOAT RT INCOME ST COM 09255X100 1613 120463 SH SOLE 120463 0 0 BLACKROCK MUNIHLDNGS QUALITY FUND II COM 09254C107 1974 147164 SH SOLE 147164 0 0 BLACKROCK RESOURCES & COMM STRATEGY TR SHS 09257A108 5695 591199 SH SOLE 591199 0 0 BLACKSTONE/GSO LONG SHORT CREDIT INC COM SHS BN INT 09257D102 3327 215550 SH SOLE 215550 0 0 BLACKSTONE/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 2031 124073 SH SOLE 124073 0 0 BOISE CASCADE CO COM 09739D100 527 14188 SH SOLE 14188 0 0 CANADIAN NATURAL RESOURCES LTD COM 136385101 490 15878 SH SOLE 15878 0 0 CELANESE CORPORATION COM SER A 150870103 897 14958 SH SOLE 14958 0 0 CEMEX SAB DE CV SP ADR NEW 151290889 1548 151935 SH SOLE 151935 0 0 CENOVUS ENERGY INC COM 15135U109 224 10850 SH SOLE 10850 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 1936 7105 SH SOLE 7105 0 0 CITIGROUP INC COM NEW 172967424 437 8074 SH SOLE 8074 0 0 CO ENERGETICA DE MINAS GERAIS-CEMIG SP ADR N-V PFD 204409601 1002 204584 SH SOLE 204584 0 0 COHEN AND STEERS LTD DURATION FUND COM 19248C105 2064 91700 SH SOLE 91700 0 0 COMPANHIA PARANAENSE DE ENERGIA SPON ADR PFD 20441B407 1125 85388 SH SOLE 85388 0 0 CREDICORP LTD COM G2519Y108 557 3477 SH SOLE 3477 0 0 CVR ENERGY INC COM 12662P108 246 6344 SH SOLE 6344 0 0 DAIMLER AG SP ADR 233825108 286 3450 SH SOLE 3450 0 0 DELEK US HOLDINGS INC COM 246647101 635 23356 SH SOLE 23356 0 0 DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINA DBXTR HAR CS 300 233051879 585 15712 SH SOLE 15712 0 0 DEVON ENERGY CORP COM 25179M103 283 4626 SH SOLE 4626 0 0 DOUBLELINE INCOME SOLUTIONS FUND COM 258622109 3229 163490 SH SOLE 163490 0 0 DR REDDY'S LABORATORIES LTD ADR 256135203 704 13951 SH SOLE 13951 0 0 DREYFUS STRATEGIC MUNI BOND FUND COM 26202F107 1948 246026 SH SOLE 246026 0 0 DREYFUS STRATEGIC MUNICIPALS COM 261932107 2337 286860 SH SOLE 286860 0 0 EASTMAN CHEMICAL COMPANY COM 277432100 492 6483 SH SOLE 6483 0 0 EATON VANCE SENIOR INCOME TRUST SH BEN 27826S103 2598 418604 SH SOLE 418604 0 0 EGSHARES INDIA INFRASTRUCTURE ETF EGS INDI INF ETF 268461845 819 64726 SH SOLE 64726 0 0 ENBRIDGE INC COM 29250N105 494 9615 SH SOLE 9615 0 0 ENCANA CORP COM 292505104 417 30043 SH SOLE 30043 0 0 EOG RESOURCES INC COM 26875P101 415 4519 SH SOLE 4519 0 0 FACEBOOK COM 30303M102 370 4737 SH SOLE 4737 0 0 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 753 32692 SH SOLE 32692 0 0 HALLIBURTON CO COM 406216101 1073 27273 SH SOLE 27273 0 0 HOLLYFRONTIER CORP COM 436106108 437 11649 SH SOLE 11649 0 0 HUANENG POWER INTERNATIONAL COM 443304100 1292 23854 SH SOLE 23854 0 0 HUNTSMAN CORP COM 447011107 843 37015 SH SOLE 37015 0 0 ICICI BANK LTD ADR 45104G104 1626 140736 SH SOLE 140736 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES COM 46132R104 5249 445794 SH SOLE 445794 0 0 INVESCO QUAL MUNI INC TRUST COM 46133G107 779 62697 SH SOLE 62697 0 0 INVESCO SENIOR INCOME TRUST COM 46131H107 5132 1132507 SH SOLE 1132507 0 0 ISHARES N AMER NAT RES ETF NA NAT RES 464287374 406 10599 SH SOLE 10599 0 0 ITAU UNIBANCO HOLDING SA SP ADR REP PFD 465562106 1164 89519 SH SOLE 89519 0 0 JSC MMC NORILSK NICKEL ADR 46626D108 1034 74819 SH SOLE 74819 0 0 KB FINANCIAL GROUP INC SP ADR 48241A105 985 30197 SH SOLE 30197 0 0 KINDER MORGAN INC COM 49456B101 645 15234 SH SOLE 15234 0 0 KOREA ELECTRIC POWER SP ADR 500631106 870 44920 SH SOLE 44920 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1073 70838 SH SOLE 70838 0 0 LYONDELLBASELL INDUSTRIES NV SHS - 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