-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIJDqDiSyKCMM8p2rV7Zgb387082nnLoO7SzOanKzbVLXIPTnm7zjU4GjxkuitFG DBnNX9/3jhkH6qVvlgV74g== 0001144204-05-024200.txt : 20050809 0001144204-05-024200.hdr.sgml : 20050809 20050809143144 ACCESSION NUMBER: 0001144204-05-024200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050809 DATE AS OF CHANGE: 20050809 EFFECTIVENESS DATE: 20050809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWGATE LLP /CT CENTRAL INDEX KEY: 0000939761 IRS NUMBER: 042941344 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03871 FILM NUMBER: 051009108 BUSINESS ADDRESS: STREET 1: 80 FIELD POINT RD STREET 2: 12TH FL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036610700 MAIL ADDRESS: STREET 1: 80 FIELD POINT RD CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: NEWGATE MANAGEMENT ASSOCIATES /NY DATE OF NAME CHANGE: 19970725 13F-HR 1 v023251_newgate-13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6-30-2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Newgate LLP Address: One Sound Shore Drive Greenwich, CT 06830 Form 13F File Number: 28-4822 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sonia Rosenbaum Title: Managing Partner Phone: 203-661-0700 Signature, Place, and Date of Signing: /s/ Sonia Rosenbaum Greenwich, CT 8-9-2005 --------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: $ 938,264 ----------- (thousands) List of Other Included Managers: NONE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------------------------------- -------------- --------- ----------- --------- ---------- --------- --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------ VALUE AMOUNT ---------- (A) (B) (C) SOLE SHARED NONE - ------------------------------- -------------- --------- ------------ --------- ---------- --------- -------- ------- ------ ABERDEEN ASIA-PACIFIC PRIME INC COM 003009107 5,402,962 857,613 SOLE N/A 857,613 0 ACM GOVERNMENT INCOME FUND COM 000912105 5,315,550 639,657 SOLE N/A 639,657 0 AGCO COM 001084102 814,474 42,598 SOLE N/A 42,598 0 ALLIANCE WORLD DOLLAR GOVT FUND 2 COM 01879R106 3,519,753 283,394 SOLE N/A 283,394 0 ANADARKO PETROLEUM COM 032511107 1,018,414 12,397 SOLE N/A 12,397 0 ANGLO AMERICAN ADR 03485P102 13,132,552 558,832 SOLE N/A 547,342 11,490 ANGLOGOLD ASHANTI SP ADR 035128206 7,151,395 200,151 SOLE N/A 196,332 3,819 AQUILA COM 03840P102 798,492 221,189 SOLE N/A 221,189 0 ARCH COAL COM 039380100 878,765 16,133 SOLE N/A 16,133 0 AU OPTRONICS SP ADR 002255107 11,777,095 695,224 SOLE N/A 682,468 12,756 BANCO BRADESCO SP ADR 059460303 9,060,442 256,017 SOLE N/A 250,861 5,156 BANCO ITAU SP ADR 059602201 8,421,755 91,046 SOLE N/A 89,114 1,932 BEMA GOLD COM 08135F107 761,994 318,826 SOLE N/A 318,826 0 BRASIL TELECOM SP ADR 105530109 6,509,624 180,322 SOLE N/A 176,373 3,949 CEMEX SA SP ADR 151290889 17,446,073 411,270 SOLE N/A 406,113 5,157 CENTRAL EUROPE AND RUSSIA FUND COM 153436100 3,703,065 120,621 SOLE N/A 120,327 294 CHECK POINT SOFTWARE TECH COM M22465104 8,171,408 412,073 SOLE N/A 402,501 9,572 CHINA PETROLEUM AND CHEMICAL SP ADR 16941R108 13,790,761 353,428 SOLE N/A 350,005 3,423 CHUNGWA TELECOM SP ADR 17133Q205 11,155,837 520,571 SOLE N/A 513,564 7,007 COMPANHIA DE BEBIDAS DAS AMERICAS SP ADR 20441W203 12,584,983 407,281 SOLE N/A 402,538 4,743 COMPANHIA DE BEBIDAS DAS AMERICAS SP ADR 20441W104 1,973,328 77,507 SOLE N/A 76,675 832 COMPANHIA VALE DO RIO DOCE SP ADR 204412209 1,217,931 41,596 SOLE N/A 41,596 0 COMPANIA DE MINAS BUENAVENTURA SP ADR 204448104 1,382,642 60,141 SOLE N/A 60,141 0 CONOCOPHILLIPS COM 20825C104 1,515,436 26,360 SOLE N/A 26,360 0 CONSOL ENERGY COM 20854P109 713,686 13,320 SOLE N/A 13,320 0 CRESUD SP ADR 226406106 844,231 69,484 SOLE N/A 69,484 0 DEBT STRATEGIES COM 24276Q109 8,616,883 1,301,644 SOLE N/A 1,301,644 0 DR REDDY`S LABORATORIES ADR 256135203 2,067,438 122,189 SOLE N/A 121,874 315 DREYFUS HIGH YIELD STRATEGIES SH BEN 26200S101 4,295,164 982,875 SOLE N/A 982,875 0 DREYFUS MUNICIPAL INCOME COM 26201R102 1,936,475 208,897 SOLE N/A 208,897 0 DREYFUS STRATEGIC MUNI INCOME COM 261932107 2,261,882 255,869 SOLE N/A 255,869 0 DRYSHIPS ADR Y2109Q101 1,351,426 81,855 SOLE N/A 81,855 0 EATON VANCE SENIOR FLOATING RATE COM 27828Q105 1,310,366 73,451 SOLE N/A 73,451 0 EATON VANCE SENIOR INCOME TRUST SH BEN 27826S103 15,618,504 1,942,600 SOLE N/A 1,942,600 0 ECI TELECOM COM 268258100 3,263,469 393,189 SOLE N/A 384,170 9,019 EMPRESAS ICA SP ADR 292448107 5,102,086 2,099,624 SOLE N/A 2,056,013 43,611 ENSCO INTERNATIONAL COM 26874Q100 799,799 22,372 SOLE N/A 22,372 0 EVERGREEN MANAGED INCOME COM 30024Y104 9,849,623 564,125 SOLE N/A 564,125 0 FLOATING RATE INCOME STRATEGIES COM 339735102 1,140,727 65,110 SOLE N/A 65,110 0 FREEPORT- MCMORAN COPPER & GOLD COM 35671D857 830,606 22,185 SOLE N/A 22,185 0 GERDAU SP ADR 373737105 208,767 21,456 SOLE N/A 21,456 0 GRUPO AEROPORTUARIO DEL SURESTE SP ADR 40051E202 14,169,938 444,896 SOLE N/A 440,331 4,565 GRUPO FINANCIERO GALICIA SP ADR 399909100 18,243,090 2,260,606 SOLE N/A 2,237,505 23,101 HALLIBURTON COMPANY COM 406216101 950,662 19,880 SOLE N/A 19,880 0 HARMONY GOLD MINING SP ADR 413216300 2,234,802 261,075 SOLE N/A 261,075 0 HIGH INCOME OPPORTUNITY COM 42967Q105 11,867,530 1,837,079 SOLE N/A 1,837,079 0 ICICI BANK ADR 45104G104 14,611,641 668,725 SOLE N/A 661,987 6,738 INCO LIMITED COM 453258402 852,018 22,570 SOLE N/A 22,570 0 INDIA FUND COM 454089103 2,389,791 80,060 SOLE N/A 79,866 194 INDOSAT SP ADR 744383100 30,010,248 1,050,779 SOLE N/A 1,040,372 10,407 ING PRIME RATE TRUST SH BEN 44977W106 17,497,550 2,481,922 SOLE N/A 2,481,922 0 IRSA GDR 450047204 24,362,339 1,996,913 SOLE N/A 1,977,086 19,827 ISHARES FTSE/XINHUA CHINA MSCI CH 464287184 3,812,549 66,758 SOLE N/A 66,619 139 ISHARES MSCI HONG KONG MSCI HK 464286871 10,803,264 869,828 SOLE N/A 869,336 492 ISHARES MSCI MALAYSIA MSCI MY 464286830 11,022,342 1,592,824 SOLE N/A 1,589,663 3,161 ISHARES MSCI MEXICO MSCI MX 464286822 4,431,832 163,657 SOLE N/A 163,310 347 ISHARES MSCI SOUTH KOREA MSCI SK 464286772 14,283,424 446,357 SOLE N/A 445,457 900 ISHARES MSCI TAIWAN MSCI TW 464286731 29,446,790 2,433,619 SOLE N/A 2,430,283 3,336 JOHN HANCOCK PATRIOT SELECT COM 41013U102 940,478 68,200 SOLE N/A 68,200 0 JOHN HANCOCK PREF INC III COM 41021P103 14,777,400 671,700 SOLE N/A 671,700 0 JOHN HANCOCK PREFERRED INCOME SH BEN 41013W108 6,158,672 264,094 SOLE N/A 264,094 0 KEPCO SP ADR 500631106 20,701,480 1,321,090 SOLE N/A 1,301,400 19,690 KOOKMIN BANK SP ADR 50049M109 22,462,599 492,817 SOLE N/A 485,635 7,182 KOOR INDUSTRIES SP ADR 500507108 4,551,444 410,040 SOLE N/A 400,539 9,501 KOREA FUND COM 500634100 12,135,140 443,698 SOLE N/A 442,628 1,070 KT CORP SP ADR 48268K101 6,764,954 314,649 SOLE N/A 308,069 6,580 LG.PHILIPS LCD SP ADR 50186V102 3,000,009 131,234 SOLE N/A 128,376 2,858 LUKOIL HOLDING ADR 677862104 4,115,813 111,691 SOLE N/A 111,478 213 MANAGED MUNICIPALS PORTFOLIO COM 561662107 1,236,836 115,269 SOLE N/A 115,269 0 MASSEY ENERGY COM 576206106 801,625 21,252 SOLE N/A 21,252 0 MERIDIAN GOLD COM 589975101 899,604 49,978 SOLE N/A 49,978 0 MFS CHARTER INCOME TRUST SH BEN 552727109 1,899,625 215,377 SOLE N/A 215,377 0 MOBILE TELESYSTEMS SP ADR 607409109 6,755,439 200,756 SOLE N/A 198,813 1,943 MSDW INSURED MUNI INCOME TRUST COM 61745P791 1,184,641 82,842 SOLE N/A 82,842 0 NEWMONT MINING COM 651639106 782,864 20,058 SOLE N/A 20,058 0 NICE SYSTEMS SP ADR 653656108 2,866,430 72,623 SOLE N/A 70,937 1,686 NORILSK NICKEL ADR 46626D108 10,250,532 167,301 SOLE N/A 167,209 92 NUVEEN INSURED TAX FREE ADVANTAGE COM 670657105 2,628,430 181,271 SOLE N/A 181,271 0 NUVEEN PREMIUM INCOME 4 COM 6706K4105 4,961,692 393,161 SOLE N/A 393,161 0 NUVEEN QUALITY INCOME MUNICIPAL FUND COM 670977107 2,051,105 141,945 SOLE N/A 141,945 0 NUVEEN QUALITY PREFERRED INCOME COM 67071S101 4,478,936 319,924 SOLE N/A 319,924 0 NUVEEN SENIOR INCOME COM 67067Y104 4,406,494 505,912 SOLE N/A 505,912 0 ORBOTECH COM M75253100 6,553,526 304,957 SOLE N/A 301,822 3,135 PARTNER COMMUNICATIONS ADR 70211M109 2,726,507 380,797 SOLE N/A 371,988 8,809 PEABODY ENERGY COM 704549104 672,981 12,932 SOLE N/A 12,932 0 PETROLEO BRASILEIRO - PREF SP ADR 71654V101 41,436,645 900,014 SOLE N/A 890,516 9,498 PHELPS DODGE CORPORATION COM 717265102 863,858 9,339 SOLE N/A 9,339 0 PIONEER MUNICIPAL HIGH INCOME TRUST COM 723763108 2,082,649 139,869 SOLE N/A 139,869 0 PIONEER MUNICIPAL HIGH INCOME ADVANT COM 723762100 5,297,024 357,183 SOLE N/A 357,183 0 POGO PRODUCING COMPANY COM 730448107 909,586 17,519 SOLE N/A 17,519 0 POSCO SP ADR 693483109 11,382,558 258,871 SOLE N/A 255,926 2,945 POTASH CORP OF SASKATCHEWAN INC. COM 73755L107 920,244 9,628 SOLE N/A 9,628 0 PUTNAM MASTER INTERMEDIATE INCOME TR SH BEN 746909100 3,172,791 490,385 SOLE N/A 490,385 0 SALOMON BROS HIGH INCOME FUND II COM 794907105 18,815,209 1,750,252 SOLE N/A 1,750,252 0 SALOMON BROTHERS 2008 WORLDWIDE GOVT COM 79548R103 808,120 71,200 SOLE N/A 71,200 0 SALOMON BROTHERS EMERGING MKTS INC COM 794910109 2,269,170 171,000 SOLE N/A 171,000 0 SALOMON BROTHERS EMERGING MARKETS DE COM 79550E107 4,515,012 248,761 SOLE N/A 248,761 0 SAPPI SP ADR 803069202 12,699,207 1,173,679 SOLE N/A 1,146,519 27,160 SASOL SP ADR 803866300 15,603,883 578,350 SOLE N/A 566,286 12,064 SATYAM COMPUTER SERVICES ADR 804098101 18,333,796 705,146 SOLE N/A 692,331 12,815 SCHLUMBERGER COM 806857108 1,429,039 18,818 SOLE N/A 18,818 0 SHIP FINANCE INTERNATIONAL ADR G81075106 398,093 21,052 SOLE N/A 21,052 0 SILICONWARE PRECISION INDUSTRIES SP ADR 827084864 9,954,421 2,027,377 SOLE N/A 1,998,002 29,375 SK TELECOM SP ADR 78440P108 4,074,043 199,708 SOLE N/A 196,253 3,455 SOUTHERN PERU COPPER CORP. COM 843611104 831,653 19,413 SOLE N/A 19,413 0 SPINNAKER EXPLORATION COM 84855W109 868,085 24,460 SOLE N/A 24,460 0 SYNGENTA SP ADR 87160A100 1,245,625 61,090 SOLE N/A 61,015 75 TAIWAN GREATER CHINA FUND SH BEN 874037104 5,401,648 1,057,074 SOLE N/A 1,054,775 2,299 TAIWAN SEMICONDUCTOR SP ADR 874039100 30,071,622 3,297,327 SOLE N/A 3,261,090 36,237 TATA MOTORS SP ADR 876568502 13,632,257 1,408,291 SOLE N/A 1,394,104 14,187 TEEKAY SHIPPING COM Y8564W103 796,741 18,149 SOLE N/A 18,149 0 TELE NORTE LESTE SP ADR 879246106 3,436,876 206,419 SOLE N/A 201,929 4,490 TELEKOMUNIKASI INDONESIA SP ADR 715684106 19,319,360 926,588 SOLE N/A 916,391 10,197 TEMPLETON GLOBAL INCOME FUND COM 880198106 13,878,081 1,562,847 SOLE N/A 1,562,847 0 TEVA PHARMACEUTICAL INDUSTRIES SP ADR 881624209 11,199,844 359,661 SOLE N/A 353,619 6,042 THAI FUND COM 882904105 14,283,532 1,500,371 SOLE N/A 1,479,464 20,907 TURKCELL ILETISIM HIZMETLERI SP ADR 900111204 17,010,291 1,344,687 SOLE N/A 1,319,611 25,076 ULTRAPAR PARTICIPACOES SP ADR 90400P101 3,152,208 179,613 SOLE N/A 175,713 3,900 UNITED MICROELECTRONICS SP ADR 910873207 38,433,983 9,351,334 SOLE N/A 9,257,546 93,788 VALERO ENERGY CORP. COM 91913Y100 1,289,651 16,302 SOLE N/A 16,302 0 VAN KAMPEN MERRITT MUNI INCOME COM 920909108 2,027,207 222,770 SOLE N/A 222,770 0 VAN KAMPEN MUNICIPAL TRUST SH BEN 920919107 3,085,542 212,796 SOLE N/A 212,796 0 VAN KAMPEN SENIOR INCOME TRUST COM 920961109 18,351,141 2,265,573 SOLE N/A 2,265,573 0 VAN KAMPEN TRUST INV GRADE MUNICIPA COM 920929106 3,393,594 225,788 SOLE N/A 225,788 0 VAN KAMPEN VALUE MUNICIPAL INCOME COM 921132106 1,373,346 99,590 SOLE N/A 99,590 0 VIMPELCOM SP ADR 68370R109 6,352,074 186,661 SOLE N/A 184,746 1,915 VOTORANTIM CELULOSE SP ADR 92906P106 961,938 79,499 SOLE N/A 79,499 0 WEATHERFORD INTERNATIONAL COM G95089101 1,316,320 22,703 SOLE N/A 22,703 0 WORLD FUEL SERVICES CORP. COM 981475106 1,220,574 52,139 SOLE N/A 52,139 0 XTO ENERGY INC. COM 98385X106 894,685 26,322 SOLE N/A 26,322 0
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