13F-HR 1 d333412d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [_]; Amendment Number: ------------------- This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Graeme Womack Title: Compliance Manager Phone: (44) 20 7514 1956 Signature, Place, and Date of Signing: /s/ Graeme Womack London, England April 12, 2012 ------------------------------- Graeme Womack Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $16,756 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 6 COLUMN 7 COLUMN 8 COLUMN 4 -------- -------- -------- COLUMN 1 COLUMN 2 COLUMN 3 -------- COLUMN 5 VOTING AUTHORITY -------- -------- -------- VALUE SHRS OR -------- PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ------- -------- ---- ---------- -------- ------- ------ ---- BPZ RESOURCES INC COM 055639108 2,346 580,805 SH SOLE 580,805 CARRIZO OIL & CO INC COM 144577103 2,289 80,984 SH SOLE 80,984 RANGE RESOURCES CORP COM 75281A109 581 10,000 SH SOLE 10,000 3M CO COM 88579Y101 187 2,100 SH SOLE 2,100 CELANESE CORP COM 150870103 194 4,200 SH SOLE 4,200 CITIGROUP INC COM 172967424 219 6,000 SH SOLE 6,000 CLOROX COMPANY COM 189054109 515 7,500 SH SOLE 7,500 GLOBAL PAYMENTS INC COM 37940X102 303 5,800 SH SOLE 5,800 GOOGLE A CL A 38259P508 385 600 SH SOLE 600 INTL BUSINESS MACHS COM 459200101 282 1,350 SH SOLE 1,350 JOHNSON & JOHNSON COM 478160104 330 5,000 SH SOLE 5,000 JPMORGAN CHASE & CO COM 46625H100 234 5,100 SH SOLE 5,100 LABORATORY CORP COM 50540R409 467 5,100 SH SOLE 5,100 MCKESSON CORP COM 58155Q103 272 3,100 SH SOLE 3,100 METTLER-TOLEDO COM 592688105 203 1,100 SH SOLE 1,100 OCCIDENTAL PETROLEUM COM 674599105 381 4,000 SH SOLE 4,000 PRAXAIR INC COM 74005P104 275 2,400 SH SOLE 2,400 PROCTER & GAMBLE CO COM 742718109 1,008 15,000 SH SOLE 15,000 WATERS CORP COM 941848103 176 1,900 SH SOLE 1,900 AGNICO EAGLE MINES COM 008474108 331 10,000 SH DEFINED 01 10,000 CENTRAL FD CANADA LTD COM 153501101 328 15,000 SH DEFINED 01 15,000 3M CO COM 88579Y101 401 4,500 SH DEFINED 01 4,500 APPLE COM 037833100 599 1,000 SH DEFINED 01 1,000 EMERSON ELECTRIC COM 291011104 313 6,000 SH DEFINED 01 6,000
FORM 13F INFORMATION TABLE GOOGLE A CL A 38259P508 641 1,000 SH DEFINED 01 1,000 IMPERVA INC COM 45321L100 294 7,500 SH DEFINED 01 7,500 JOHNSON & JOHNSON COM 478160104 396 6,000 SH DEFINED 01 6,000 MICROSOFT CORP COM 594918104 484 15,000 SH DEFINED 01 15,000 NASDAQ STK MKT INC COM 631103108 518 20,000 SH DEFINED 01 20,000 NEWMONT MINING COM 651639106 513 10,000 SH DEFINED 01 10,000 ORACLE COM 68389X105 437 15,000 SH DEFINED 01 15,000 PROCTER & GAMBLE COM 742718109 403 6,000 SH DEFINED 01 6,000 THERMO FISHER SCIENTIFIC INC COM 883556102 451 8,000 SH DEFINED 01 8,000