0001193125-12-162191.txt : 20120413
0001193125-12-162191.hdr.sgml : 20120413
20120413130640
ACCESSION NUMBER: 0001193125-12-162191
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
EFFECTIVENESS DATE: 20120413
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC
CENTRAL INDEX KEY: 0000939334
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12645
FILM NUMBER: 12758155
BUSINESS ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
MAIL ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
13F-HR
1
d333412d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [_]; Amendment Number:
-------------------
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RIT Capital Partners plc
Address: 27 St. James's Place
London SW1A 1NR
England
Form 13F File Number: 28-12645
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Graeme Womack
Title: Compliance Manager
Phone: (44) 20 7514 1956
Signature, Place, and Date of Signing:
/s/ Graeme Womack London, England April 12, 2012
-------------------------------
Graeme Womack
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $16,756
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 6 COLUMN 7 COLUMN 8
COLUMN 4 -------- -------- --------
COLUMN 1 COLUMN 2 COLUMN 3 -------- COLUMN 5 VOTING AUTHORITY
-------- -------- -------- VALUE SHRS OR -------- PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- -------- ------- -------- ---- ---------- -------- ------- ------ ----
BPZ RESOURCES INC COM 055639108 2,346 580,805 SH SOLE 580,805
CARRIZO OIL & CO INC COM 144577103 2,289 80,984 SH SOLE 80,984
RANGE RESOURCES CORP COM 75281A109 581 10,000 SH SOLE 10,000
3M CO COM 88579Y101 187 2,100 SH SOLE 2,100
CELANESE CORP COM 150870103 194 4,200 SH SOLE 4,200
CITIGROUP INC COM 172967424 219 6,000 SH SOLE 6,000
CLOROX COMPANY COM 189054109 515 7,500 SH SOLE 7,500
GLOBAL PAYMENTS INC COM 37940X102 303 5,800 SH SOLE 5,800
GOOGLE A CL A 38259P508 385 600 SH SOLE 600
INTL BUSINESS MACHS COM 459200101 282 1,350 SH SOLE 1,350
JOHNSON & JOHNSON COM 478160104 330 5,000 SH SOLE 5,000
JPMORGAN CHASE & CO COM 46625H100 234 5,100 SH SOLE 5,100
LABORATORY CORP COM 50540R409 467 5,100 SH SOLE 5,100
MCKESSON CORP COM 58155Q103 272 3,100 SH SOLE 3,100
METTLER-TOLEDO COM 592688105 203 1,100 SH SOLE 1,100
OCCIDENTAL PETROLEUM COM 674599105 381 4,000 SH SOLE 4,000
PRAXAIR INC COM 74005P104 275 2,400 SH SOLE 2,400
PROCTER & GAMBLE CO COM 742718109 1,008 15,000 SH SOLE 15,000
WATERS CORP COM 941848103 176 1,900 SH SOLE 1,900
AGNICO EAGLE MINES COM 008474108 331 10,000 SH DEFINED 01 10,000
CENTRAL FD CANADA LTD COM 153501101 328 15,000 SH DEFINED 01 15,000
3M CO COM 88579Y101 401 4,500 SH DEFINED 01 4,500
APPLE COM 037833100 599 1,000 SH DEFINED 01 1,000
EMERSON ELECTRIC COM 291011104 313 6,000 SH DEFINED 01 6,000
FORM 13F INFORMATION TABLE
GOOGLE A CL A 38259P508 641 1,000 SH DEFINED 01 1,000
IMPERVA INC COM 45321L100 294 7,500 SH DEFINED 01 7,500
JOHNSON & JOHNSON COM 478160104 396 6,000 SH DEFINED 01 6,000
MICROSOFT CORP COM 594918104 484 15,000 SH DEFINED 01 15,000
NASDAQ STK MKT INC COM 631103108 518 20,000 SH DEFINED 01 20,000
NEWMONT MINING COM 651639106 513 10,000 SH DEFINED 01 10,000
ORACLE COM 68389X105 437 15,000 SH DEFINED 01 15,000
PROCTER & GAMBLE COM 742718109 403 6,000 SH DEFINED 01 6,000
THERMO FISHER
SCIENTIFIC INC COM 883556102 451 8,000 SH DEFINED 01 8,000