0001193125-12-048581.txt : 20120209 0001193125-12-048581.hdr.sgml : 20120209 20120209124359 ACCESSION NUMBER: 0001193125-12-048581 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 12585646 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 d298496d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ash Ramchurn Title: Interim Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Ash Ramchurn London, England February 09, 2012 ------------------------------- 3Ash Ramchurn Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $10,203 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ---------------------- ---------- -------- ------------------- VOTING AUTHORITY VALUE SHRS OR PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- -------- ---- ---------- -------- -------- ------ ---- 3M CO COM 88579Y101 111 2,100 SH SOLE 2,100 BPZ RESOURCES INC COM 055639108 1,064 580,805 SH SOLE 580,805 CARRIZO OIL & CO INC COM 144577103 1,376 80,984 SH SOLE 80,984 CITIGROUP INC COM 172967424 102 6,000 SH SOLE 6,000 CELANESE CORP COM 150870103 120 4,200 SH SOLE 4,200 CLOROX COMPANY COM 189054109 322 7,500 SH SOLE 7,500 GLOBAL PAYMENTS COM 37940X102 177 5,800 SH SOLE 5,800 INTL BUSINESS MACHS COM 459200101 160 1,.350 SH SOLE 1,350 JP MORGAN CHASE COM 46625H100 109 5,100 SH SOLE 5,100 JOHNSON & JOHNSON COM 478160104 211 5,000 SH SOLE 5,000 LABORATORY CORP COM 50540R409 283 5,100 SH SOLE 5,100 MCKESSON CORP COM 58155Q103 156 3,100 SH SOLE 3,100 METTLER-TOLEDO COM 592688105 105 1,100 SH SOLE 1,100 OCCIDENTAL PETROLEUM COM 674599105 242 4,000 SH SOLE 4,000 PRAXAIR INC COM 74005P104 165 2,400 SH SOLE 2,400 PROCTER & GAMBLE CO COM 742718109 646 15,000 SH SOLE 15,000 RANGE RESOURCES CORP COM 752881A10 399 10,000 SH SOLE 10,000 SHERWIN WILLIAMS COM 824348106 121 2,100 SH SOLE 2,100 VENOCO INC COM 92275P307 721 165,606 SH SOLE 165,606 WATERS CORP COM 941848103 91 1,900 SH SOLE 1,900 3M CO COM 88579Y101 237 4,500 SH DEFINED 01 4,500 AGNICO EAGLES MINES COM 008474108 234 10,000 SH DEFINED 01 10,000 CENTRAL FUND COM 153501101 190 15,000 SH DEFINED 01 15,000 EXXON COM 30231G102 341 6,250 SH DEFINED 01 6,250 HARRY WINSTON COM 41587B100 205 30,000 SH DEFINED 01 30,000 GOOGLE A CL A 38259P508 417 1,000 SH DEFINED 01 1,000
FORM 13F INFORMATION TABLE JOHNSON & JOHNSON COM 478160104 254 6,000 SH DEFINED 01 6,000 MICROSOFT CORP COM 594918104 301 18,000 SH DEFINED 01 18,000 NEWMONT MINING COM 651639106 387 10,000 SH DEFINED 01 10,000 ORACLE COM 68389X105 248 15,000 SH DEFINED 01 15,000 PEABODY ENERGY COM 704045491 160 7,500 SH DEFINED 01 7,500 PROCTOR & GAMBLE COM 742718109 258 6,000 SH DEFINED 01 6,000 THERMO FISHER SCIENTIFIC INC COM 883556102 290 10,000 SH DEFINED 01 10,000