0001193125-12-048581.txt : 20120209
0001193125-12-048581.hdr.sgml : 20120209
20120209124359
ACCESSION NUMBER: 0001193125-12-048581
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120209
DATE AS OF CHANGE: 20120209
EFFECTIVENESS DATE: 20120209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC
CENTRAL INDEX KEY: 0000939334
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12645
FILM NUMBER: 12585646
BUSINESS ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
MAIL ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
13F-HR
1
d298496d13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number:
----------
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RIT Capital Partners plc
Address: 27 St. James's Place
London SW1A 1NR
England
Form 13F File Number: 28-12645
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ash Ramchurn
Title: Interim Compliance Officer
Phone: (44) 20 7514 1937
Signature, Place, and Date of Signing:
/S/ Ash Ramchurn London, England February 09, 2012
-------------------------------
3Ash Ramchurn
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $10,203
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----
01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ---------------------- ---------- -------- -------------------
VOTING AUTHORITY
VALUE SHRS OR PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- -------- ---- ---------- -------- -------- ------ ----
3M CO COM 88579Y101 111 2,100 SH SOLE 2,100
BPZ RESOURCES INC COM 055639108 1,064 580,805 SH SOLE 580,805
CARRIZO OIL & CO INC COM 144577103 1,376 80,984 SH SOLE 80,984
CITIGROUP INC COM 172967424 102 6,000 SH SOLE 6,000
CELANESE CORP COM 150870103 120 4,200 SH SOLE 4,200
CLOROX COMPANY COM 189054109 322 7,500 SH SOLE 7,500
GLOBAL PAYMENTS COM 37940X102 177 5,800 SH SOLE 5,800
INTL BUSINESS MACHS COM 459200101 160 1,.350 SH SOLE 1,350
JP MORGAN CHASE COM 46625H100 109 5,100 SH SOLE 5,100
JOHNSON & JOHNSON COM 478160104 211 5,000 SH SOLE 5,000
LABORATORY CORP COM 50540R409 283 5,100 SH SOLE 5,100
MCKESSON CORP COM 58155Q103 156 3,100 SH SOLE 3,100
METTLER-TOLEDO COM 592688105 105 1,100 SH SOLE 1,100
OCCIDENTAL PETROLEUM COM 674599105 242 4,000 SH SOLE 4,000
PRAXAIR INC COM 74005P104 165 2,400 SH SOLE 2,400
PROCTER & GAMBLE CO COM 742718109 646 15,000 SH SOLE 15,000
RANGE RESOURCES CORP COM 752881A10 399 10,000 SH SOLE 10,000
SHERWIN WILLIAMS COM 824348106 121 2,100 SH SOLE 2,100
VENOCO INC COM 92275P307 721 165,606 SH SOLE 165,606
WATERS CORP COM 941848103 91 1,900 SH SOLE 1,900
3M CO COM 88579Y101 237 4,500 SH DEFINED 01 4,500
AGNICO EAGLES MINES COM 008474108 234 10,000 SH DEFINED 01 10,000
CENTRAL FUND COM 153501101 190 15,000 SH DEFINED 01 15,000
EXXON COM 30231G102 341 6,250 SH DEFINED 01 6,250
HARRY WINSTON COM 41587B100 205 30,000 SH DEFINED 01 30,000
GOOGLE A CL A 38259P508 417 1,000 SH DEFINED 01 1,000
FORM 13F INFORMATION TABLE
JOHNSON & JOHNSON COM 478160104 254 6,000 SH DEFINED 01 6,000
MICROSOFT CORP COM 594918104 301 18,000 SH DEFINED 01 18,000
NEWMONT MINING COM 651639106 387 10,000 SH DEFINED 01 10,000
ORACLE COM 68389X105 248 15,000 SH DEFINED 01 15,000
PEABODY ENERGY COM 704045491 160 7,500 SH DEFINED 01 7,500
PROCTOR & GAMBLE COM 742718109 258 6,000 SH DEFINED 01 6,000
THERMO FISHER SCIENTIFIC INC COM 883556102 290 10,000 SH DEFINED 01 10,000