0000950123-11-100852.txt : 20111129 0000950123-11-100852.hdr.sgml : 20111129 20111129122036 ACCESSION NUMBER: 0000950123-11-100852 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111129 DATE AS OF CHANGE: 20111129 EFFECTIVENESS DATE: 20111129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 111230274 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y05287e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ash Ramchurn Title: Interim Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Ash Ramchurn London, England October 31, 2011 ---------------------- Ash Ramchurn Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 11,734 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------- -------- --------- -------------- -------- -------- -------- --------- NAME OF TITLE OF CUSIP SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY --------------------- ISSUER CLASS VALUE (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------- -------- ----- -------------- -------- ------- ---- ---------- -------- ---- ------ ---- ATP OIL & GAS CORP COM 00208J108 1,580 207,076 SH SOLE 207,076 BPZ RESOURCES INC COM 055639108 1,603 580,805 SH SOLE 580,805 CARRIZO OIL & CO INC COM 144577103 1,745 80,984 SH SOLE 80,984 CITIGROUP INC COM 172967424 154 6,000 SH SOLE 6,000 CELANESE CORP COM 150870103 137 4,200 SH SOLE 4,200 CLOROX COMPANY COM 189054109 233 3,500 SH SOLE 3,500 INTL BUSINESS MACHS COM 459200101 236 1,.350 SH SOLE 1,350 JP MORGAN CHASE COM 46625H100 154 5,100 SH SOLE 5,100 JOHNSON & JOHNSON COM 478160104 319 5,000 SH SOLE 5,000 LABORATORY CORP COM 50540R409 225 2,850 SH SOLE 2,850 LOUISIANA PAC CORP CALL 546347905 100 20,000 PRN CALL SOLE MCKESSON CORP COM 58155Q103 225 3,100 SH SOLE 3,100 METTLER- TOLEDO COM 592688105 154 1,100 SH SOLE 1,100 OCCIDENTAL PETROLEUM COM 674599105 287 4,000 SH SOLE 4,000 PRAXAIR INC COM 74005P104 224 2,400 SH SOLE 2,400 PROCTER & GAMBLE CO COM 742718109 949 15,000 SH SOLE 15,000 SHERWIN WILLIAMS COM 824348106 156 2,100 SH SOLE 2,100 VENOCO INC COM 92275P307 1,461 165,606 SH SOLE 165,606 WATERS CORP COM 941848103 144 1,900 SH SOLE 1,900 3M CO COM 88579Y101 151 2,100 SH SOLE 2,100 HARRY WINSTON COM 41587B100 117 11,000 SH DEFINED 01 11,000 GOOGLE A CL A 38259P508 219 425 SH DEFINED 01 425 INTERNATIONAL BUSINESS MACHS COM 459200101 175 1,000 SH DEFINED 01 1,000 JOHNSON & JOHNSON COM 478160104 223 3,500 SH DEFINED 01 3,500 MICROSOFT CORP COM 594918104 174 7,000 SH DEFINED 01 7,000 NEWMONT MINING COM 651639106 221 3,500 SH DEFINED 01 3,500 PROCTOR & GAMBLE COM 742718109 190 3,000 SH DEFINED 01 3,000 THERMO FISHER SCIENTIFIC INC COM 883556102 178 3,500 SH DEFINED 01 3,500