0000950123-11-100852.txt : 20111129
0000950123-11-100852.hdr.sgml : 20111129
20111129122036
ACCESSION NUMBER: 0000950123-11-100852
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111129
DATE AS OF CHANGE: 20111129
EFFECTIVENESS DATE: 20111129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC
CENTRAL INDEX KEY: 0000939334
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12645
FILM NUMBER: 111230274
BUSINESS ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
MAIL ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
13F-HR
1
y05287e13fvhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RIT Capital Partners plc
Address: 27 St. James's Place
London SW1A 1NR
England
Form 13F File Number: 28-12645
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ash Ramchurn
Title: Interim Compliance Officer
Phone: (44) 20 7514 1937
Signature, Place, and Date of Signing:
/S/ Ash Ramchurn London, England October 31, 2011
----------------------
Ash Ramchurn
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 28
Form 13F Information Table Value Total: $ 11,734
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------- -------- --------- -------------- -------- -------- -------- ---------
NAME OF TITLE OF CUSIP SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY
---------------------
ISSUER CLASS VALUE (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------- -------- ----- -------------- -------- ------- ---- ---------- -------- ---- ------ ----
ATP OIL
& GAS
CORP COM 00208J108 1,580 207,076 SH SOLE 207,076
BPZ
RESOURCES
INC COM 055639108 1,603 580,805 SH SOLE 580,805
CARRIZO
OIL & CO
INC COM 144577103 1,745 80,984 SH SOLE 80,984
CITIGROUP INC COM 172967424 154 6,000 SH SOLE 6,000
CELANESE
CORP COM 150870103 137 4,200 SH SOLE 4,200
CLOROX
COMPANY COM 189054109 233 3,500 SH SOLE 3,500
INTL
BUSINESS
MACHS COM 459200101 236 1,.350 SH SOLE 1,350
JP MORGAN
CHASE COM 46625H100 154 5,100 SH SOLE 5,100
JOHNSON &
JOHNSON COM 478160104 319 5,000 SH SOLE 5,000
LABORATORY
CORP COM 50540R409 225 2,850 SH SOLE 2,850
LOUISIANA
PAC
CORP CALL 546347905 100 20,000 PRN CALL SOLE
MCKESSON
CORP COM 58155Q103 225 3,100 SH SOLE 3,100
METTLER-
TOLEDO COM 592688105 154 1,100 SH SOLE 1,100
OCCIDENTAL
PETROLEUM COM 674599105 287 4,000 SH SOLE 4,000
PRAXAIR INC COM 74005P104 224 2,400 SH SOLE 2,400
PROCTER &
GAMBLE CO COM 742718109 949 15,000 SH SOLE 15,000
SHERWIN
WILLIAMS COM 824348106 156 2,100 SH SOLE 2,100
VENOCO INC COM 92275P307 1,461 165,606 SH SOLE 165,606
WATERS
CORP COM 941848103 144 1,900 SH SOLE 1,900
3M CO COM 88579Y101 151 2,100 SH SOLE 2,100
HARRY
WINSTON COM 41587B100 117 11,000 SH DEFINED 01 11,000
GOOGLE A CL A 38259P508 219 425 SH DEFINED 01 425
INTERNATIONAL
BUSINESS
MACHS COM 459200101 175 1,000 SH DEFINED 01 1,000
JOHNSON &
JOHNSON COM 478160104 223 3,500 SH DEFINED 01 3,500
MICROSOFT
CORP COM 594918104 174 7,000 SH DEFINED 01 7,000
NEWMONT
MINING COM 651639106 221 3,500 SH DEFINED 01 3,500
PROCTOR &
GAMBLE COM 742718109 190 3,000 SH DEFINED 01 3,000
THERMO
FISHER
SCIENTIFIC
INC COM 883556102 178 3,500 SH DEFINED 01 3,500