0000950123-11-077161.txt : 20110815
0000950123-11-077161.hdr.sgml : 20110815
20110815061116
ACCESSION NUMBER: 0000950123-11-077161
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC
CENTRAL INDEX KEY: 0000939334
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12645
FILM NUMBER: 111033058
BUSINESS ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
MAIL ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
13F-HR
1
y05110e13fvhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RIT Capital Partners plc
Address: 27 St. James's Place
London SW1A 1NR
England
Form 13F File Number: 28-12645
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ash Ramchurn
Title: Interim Compliance Officer
Phone: (44) 20 7514 1937
Signature, Place, and Date of Signing:
/S/ Ash Ramchurn London, England August 11, 2011
-----------------------
Ash Ramchurn
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 34
Form 13F Information Table Value Total: $142,907
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------- --------- -------- -------------------- ---------- -------- -------------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------------
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -----
ATP OIL & GAS CORP COM 00208J108 2,752 180,000 SH SOLE 180,000
BPZ RESOURCES INC COM 055639108 1,821 555,000 SH SOLE 555,000
CARRIZO OIL & CO INC COM 144577103 3,054 73,134 SH SOLE 73,134
CITIGROUP INC COM 172967424 38,189 918,,000 SH SOLE 918,000
CITIGROUP INC CALL 172967904 2,176 6,800 PRN CALL SOLE
CITIGROUP INC CALL 172967904 1,942 9,472 PRN CALL SOLE
CYPRESS SHARPRIDGE COM 23281A307 1,280 100,000 SH SOLE 100,000
COLGATE PALMOLIVE CO COM 194162103 1,136 13,000 SH SOLE 13,000
DELL INC COM 24702R101 26,339 1,580,000 SH SOLE 1,580,000
EXIDE TECHNOLOGIES COM NEW 302051206 8,595 1,125,000 SH SOLE 1,125,000
HARRY WINSTON DIAMOND COM 41587B100 1,620 100,000 SH SOLE 100,000
INTL BUSINESS MACHS COM 459200101 1,715 10,000 SH SOLE 10,000
JOHNSON & JOHNSON COM 478160104 9,803 147,500 SH SOLE 147,500
LOUISIANA PAC CORP COM 546347105 23,525 2,890,000 SH SOLE 2,890,000
LOUISIANA PAC CORP CALL 546347905 700 20,000 PRN CALL SOLE
MICROSOFT CORP CALL 594918904 305 1,400 PRN CALL SOLE
MICROSOFT CORP CALL 594918904 -49 -1,400 PRN CALL SOLE
MICROSOFT CORP PUT 594918954 -126 -3,500 PRN PUT SOLE
NEWMONT MINING COM 651639106 1,349 25,000 SH SOLE 25,000
PROCTER & GAMBLE CO COM 742718109 954 15,000 SH SOLE 15,000
SUNCOR ENERGY INC NEW COM 867224107 1,172 30,000 SH SOLE 30,000
THERMO FISHER SCIENTIFIC INC COM 883556102 1,288 20,000 SH SOLE 20,000
VENOCO INC COM 92275P307 1,658 130,443 SH SOLE 130,443
VISA 'A COM 92826C839 1,291 15,320 SH SOLE 15,320
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------- --------- -------- -------------------- ---------- -------- -------------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------------
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -----
WALT DISNEY COMPANY COM 254687106 8,292 212,500 SH SOLE 212,500
WESTMORELAND COAL CO COM 960878106 568 32,000 SH SOLE 32,000
ELDORADO GOLD COM 284902103 176 12,000 SH DEFINED 01 12,000
HARRY WINSTON COM 41587B100 178 11,000 SH DEFINED 01 11,000
GOOGLE A CL A 38259P508 215 425 SH DEFINED 01 425
INTERNATIONAL BUSINESS MACHS COM 459200101 215 1,250 SH DEFINED 01 1,250
JOHNSON & JOHNSON COM 478160104 233 3,500 SH DEFINED 01 3,500
KIMBERLY CLARK CORP COM 494368103 166 2,500 SH DEFINED 01 2,500
MICROSOFT CORP COM 594918104 182 7,000 SH DEFINED 01 7,000
THERMO FISHER SCIENTIFIC INC COM 883556102 193 3,000 SH DEFINED 01 3,000