0000950123-11-077161.txt : 20110815 0000950123-11-077161.hdr.sgml : 20110815 20110815061116 ACCESSION NUMBER: 0000950123-11-077161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 111033058 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y05110e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ash Ramchurn Title: Interim Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Ash Ramchurn London, England August 11, 2011 ----------------------- Ash Ramchurn Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $142,907 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------- --------- -------- -------------------- ---------- -------- ------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----- ATP OIL & GAS CORP COM 00208J108 2,752 180,000 SH SOLE 180,000 BPZ RESOURCES INC COM 055639108 1,821 555,000 SH SOLE 555,000 CARRIZO OIL & CO INC COM 144577103 3,054 73,134 SH SOLE 73,134 CITIGROUP INC COM 172967424 38,189 918,,000 SH SOLE 918,000 CITIGROUP INC CALL 172967904 2,176 6,800 PRN CALL SOLE CITIGROUP INC CALL 172967904 1,942 9,472 PRN CALL SOLE CYPRESS SHARPRIDGE COM 23281A307 1,280 100,000 SH SOLE 100,000 COLGATE PALMOLIVE CO COM 194162103 1,136 13,000 SH SOLE 13,000 DELL INC COM 24702R101 26,339 1,580,000 SH SOLE 1,580,000 EXIDE TECHNOLOGIES COM NEW 302051206 8,595 1,125,000 SH SOLE 1,125,000 HARRY WINSTON DIAMOND COM 41587B100 1,620 100,000 SH SOLE 100,000 INTL BUSINESS MACHS COM 459200101 1,715 10,000 SH SOLE 10,000 JOHNSON & JOHNSON COM 478160104 9,803 147,500 SH SOLE 147,500 LOUISIANA PAC CORP COM 546347105 23,525 2,890,000 SH SOLE 2,890,000 LOUISIANA PAC CORP CALL 546347905 700 20,000 PRN CALL SOLE MICROSOFT CORP CALL 594918904 305 1,400 PRN CALL SOLE MICROSOFT CORP CALL 594918904 -49 -1,400 PRN CALL SOLE MICROSOFT CORP PUT 594918954 -126 -3,500 PRN PUT SOLE NEWMONT MINING COM 651639106 1,349 25,000 SH SOLE 25,000 PROCTER & GAMBLE CO COM 742718109 954 15,000 SH SOLE 15,000 SUNCOR ENERGY INC NEW COM 867224107 1,172 30,000 SH SOLE 30,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,288 20,000 SH SOLE 20,000 VENOCO INC COM 92275P307 1,658 130,443 SH SOLE 130,443 VISA 'A COM 92826C839 1,291 15,320 SH SOLE 15,320
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------- --------- -------- -------------------- ---------- -------- ------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----- WALT DISNEY COMPANY COM 254687106 8,292 212,500 SH SOLE 212,500 WESTMORELAND COAL CO COM 960878106 568 32,000 SH SOLE 32,000 ELDORADO GOLD COM 284902103 176 12,000 SH DEFINED 01 12,000 HARRY WINSTON COM 41587B100 178 11,000 SH DEFINED 01 11,000 GOOGLE A CL A 38259P508 215 425 SH DEFINED 01 425 INTERNATIONAL BUSINESS MACHS COM 459200101 215 1,250 SH DEFINED 01 1,250 JOHNSON & JOHNSON COM 478160104 233 3,500 SH DEFINED 01 3,500 KIMBERLY CLARK CORP COM 494368103 166 2,500 SH DEFINED 01 2,500 MICROSOFT CORP COM 594918104 182 7,000 SH DEFINED 01 7,000 THERMO FISHER SCIENTIFIC INC COM 883556102 193 3,000 SH DEFINED 01 3,000