13F-HR 1 y04862be13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England May 13, 2011 ------------------------------------- --------------- ------------ Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $201,025 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- --------------------- ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- ------ ---- ---------- -------- --------- ------ ---- APPLE INC COM 037833100 871 2,500 SH SOLE 2,500 ATP OIL & GAS CORP COM 00208J108 3,260 180,000 SH SOLE 180,000 BPZ RESOURCES INC COM 055639108 2,942 555,000 SH SOLE 555,000 CARRIZO OIL & CO INC COM 144577103 2,767 75,000 SH SOLE 75,000 CEMEX SAB DE CV SPON ADR NEW 151290889 32,961 3,699,280 SH SOLE 3,699,280 CITIGROUP INC COM 172967101 40,446 9,130,000 SH SOLE 9,130,000 CLOROX CO DEL COM 189054109 981 14,000 SH SOLE 14,000 COLGATE PALMOLIVE CO COM 194162103 1,049 13,000 SH SOLE 13,000 DELL INC COM 24702R101 16,777 1,157,000 SH SOLE 1,157,000 EXIDE TECHNOLOGIES COM NEW 302051206 11,170 1,000,000 SH SOLE 1,000,000 FORTRESS INVESTMENT GROUP LL CL A 34958B106 12,148 2,131,165 SH SOLE 2,131,165 GAMESTOP CORP NEW CL A 36467W109 1,351 60,000 SH SOLE 60,000 GOLDMAN SACHS GROUP INC COM 38141G104 4,631 29,200 SH SOLE 29,200 INNOSPEC INC COM 45768S105 17,285 542,200 SH SOLE 542,200 INTERNATIONAL BUSINESS MACHS COM 459200101 2,775 17,000 SH SOLE 17,000 JOHNSON & JOHNSON COM 478160104 2,726 46,000 SH SOLE 46,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,934 21,000 SH SOLE 21,000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 876 600,000 SH SOLE 600,000 LOUISIANA PAC CORP COM 546347105 30,007 2,857,800 SH SOLE 2,857,800 MCDONALDS CORP COM 580135101 1,142 15,000 SH SOLE 15,000 MICROSOFT CORP COM 594918104 1,648 65,000 SH SOLE 65,000 NEW ORIENTAL ED & TECH GROUP I SPON ADR 647581107 1,249 12,460 SH SOLE 12,460 PROCTER & GAMBLE CO COM 742718109 924 15,000 SH SOLE 15,000 RANGE RES CORP COM 75281A109 292 5,000 SH SOLE 5,000 SUNCOR ENERGY INC NEW COM 867224107 2,600 58,000 SH SOLE 58,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,111 20,000 SH SOLE 20,000 VENOCO INC COM 92275P307 1,383 81,000 SH SOLE 81,000 WESTMORELAND COAL CO COM 960878106 1,984 134,439 SH SOLE 134,439 ANADARKO PETE CORP COM 032511107 164 2,000 SH DEFINED 01 2,000 APPLE INC COM 037833100 174 500 SH DEFINED 01 500 EXXON MOBIL CORP COM 30231G102 168 2,000 SH DEFINED 01 2,000 GOLDCORP INC NEW COM 380956409 149 3,000 SH DEFINED 01 3,000 GOOGLE INC CL A 38259P508 191 325 SH DEFINED 01 325 INTERNATIONAL BUSINESS MACHS COM 459200101 204 1,250 SH DEFINED 01 1,250 JOHNSON & JOHNSON COM 478160104 178 3,000 SH DEFINED 01 3,000 KIMBERLY CLARK CORP COM 494368103 163 2,500 SH DEFINED 01 2,500 MICROSOFT CORP COM 594918104 177 7,000 SH DEFINED 01 7,000 THERMO FISHER SCIENTIFIC INC COM 883556102 167 3,000 SH DEFINED 01 3,000