0000950123-11-049764.txt : 20110513
0000950123-11-049764.hdr.sgml : 20110513
20110513085825
ACCESSION NUMBER: 0000950123-11-049764
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC
CENTRAL INDEX KEY: 0000939334
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12645
FILM NUMBER: 11837924
BUSINESS ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
MAIL ADDRESS:
STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE
STREET 2: LONDON SWIA 1NR UNITED KINGDOM
13F-HR
1
y04862be13fvhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RIT Capital Partners plc
Address: 27 St. James's Place
London SW1A 1NR
England
Form 13F File Number: 28-12645
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dominic Williams
Title: Compliance Officer
Phone: (44) 20 7514 1937
Signature, Place, and Date of Signing:
/S/ Dominic Williams London, England May 13, 2011
------------------------------------- --------------- ------------
Dominic Williams
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 38
Form 13F Information Table Value Total: $201,025
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----
01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- --------------------- ---------- -------- ---------------------
VOTING AUTHORITY
VALUE SHRS OR PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- ------ ---- ---------- -------- --------- ------ ----
APPLE INC COM 037833100 871 2,500 SH SOLE 2,500
ATP OIL & GAS CORP COM 00208J108 3,260 180,000 SH SOLE 180,000
BPZ RESOURCES INC COM 055639108 2,942 555,000 SH SOLE 555,000
CARRIZO OIL & CO INC COM 144577103 2,767 75,000 SH SOLE 75,000
CEMEX SAB DE CV SPON ADR NEW 151290889 32,961 3,699,280 SH SOLE 3,699,280
CITIGROUP INC COM 172967101 40,446 9,130,000 SH SOLE 9,130,000
CLOROX CO DEL COM 189054109 981 14,000 SH SOLE 14,000
COLGATE PALMOLIVE CO COM 194162103 1,049 13,000 SH SOLE 13,000
DELL INC COM 24702R101 16,777 1,157,000 SH SOLE 1,157,000
EXIDE TECHNOLOGIES COM NEW 302051206 11,170 1,000,000 SH SOLE 1,000,000
FORTRESS INVESTMENT GROUP LL CL A 34958B106 12,148 2,131,165 SH SOLE 2,131,165
GAMESTOP CORP NEW CL A 36467W109 1,351 60,000 SH SOLE 60,000
GOLDMAN SACHS GROUP INC COM 38141G104 4,631 29,200 SH SOLE 29,200
INNOSPEC INC COM 45768S105 17,285 542,200 SH SOLE 542,200
INTERNATIONAL BUSINESS MACHS COM 459200101 2,775 17,000 SH SOLE 17,000
JOHNSON & JOHNSON COM 478160104 2,726 46,000 SH SOLE 46,000
LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,934 21,000 SH SOLE 21,000
LEVEL 3 COMMUNICATIONS INC COM 52729N100 876 600,000 SH SOLE 600,000
LOUISIANA PAC CORP COM 546347105 30,007 2,857,800 SH SOLE 2,857,800
MCDONALDS CORP COM 580135101 1,142 15,000 SH SOLE 15,000
MICROSOFT CORP COM 594918104 1,648 65,000 SH SOLE 65,000
NEW ORIENTAL ED & TECH GROUP I SPON ADR 647581107 1,249 12,460 SH SOLE 12,460
PROCTER & GAMBLE CO COM 742718109 924 15,000 SH SOLE 15,000
RANGE RES CORP COM 75281A109 292 5,000 SH SOLE 5,000
SUNCOR ENERGY INC NEW COM 867224107 2,600 58,000 SH SOLE 58,000
THERMO FISHER SCIENTIFIC INC COM 883556102 1,111 20,000 SH SOLE 20,000
VENOCO INC COM 92275P307 1,383 81,000 SH SOLE 81,000
WESTMORELAND COAL CO COM 960878106 1,984 134,439 SH SOLE 134,439
ANADARKO PETE CORP COM 032511107 164 2,000 SH DEFINED 01 2,000
APPLE INC COM 037833100 174 500 SH DEFINED 01 500
EXXON MOBIL CORP COM 30231G102 168 2,000 SH DEFINED 01 2,000
GOLDCORP INC NEW COM 380956409 149 3,000 SH DEFINED 01 3,000
GOOGLE INC CL A 38259P508 191 325 SH DEFINED 01 325
INTERNATIONAL BUSINESS MACHS COM 459200101 204 1,250 SH DEFINED 01 1,250
JOHNSON & JOHNSON COM 478160104 178 3,000 SH DEFINED 01 3,000
KIMBERLY CLARK CORP COM 494368103 163 2,500 SH DEFINED 01 2,500
MICROSOFT CORP COM 594918104 177 7,000 SH DEFINED 01 7,000
THERMO FISHER SCIENTIFIC INC COM 883556102 167 3,000 SH DEFINED 01 3,000