13F-HR 1 y04546be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England February 11, 2011 ------------------------------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $157,525 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ------------ --------- -------- ---------------------- ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT SH/ PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ------------ --------- -------- --------- ------- ---- ---------- -------- --------- ------ ---- APPLE INC COM 037833100 967 3,000 SH SOLE 3,000 CEMEX SAB DE CV SPON ADR NEW 151290889 15,619 1,457,000 SH SOLE 1,457,000 CITIGROUP INC COM 172967101 26,488 5,600,000 SH SOLE 5,600,000 CLOROX CO DEL COM 189054109 886 14,000 SH SOLE 14,000 COLGATE PALMOLIVE CO COM 194162103 1,045 13,000 SH SOLE 13,000 EBAY INC COM 278642103 835 30,000 SH SOLE 30,000 EXIDE TECHNOLOGIES COM NEW 302051206 9,410 1,000,000 SH SOLE 1,000,000 FORTRESS INVESTMENT GROUP LL CL A 34958B106 17,808 3,135,265 SH SOLE 3,135,265 GOLDMAN SACHS GROUP INC COM 38141G104 4,910 29,200 SH SOLE 29,200 INNOSPEC INC COM 45768S105 16,279 798,000 SH SOLE 798,000 INTERNATIONAL BUSINESS MACHS COM 459200101 2,495 17,000 SH SOLE 17,000 JOHNSON & JOHNSON COM 478160104 3,464 56,000 SH SOLE 56,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 23,820 270,900 SH SOLE 270,900 LOUISIANA PAC CORP COM 546347105 16,711 1,766,500 SH SOLE 1,766,500 MCDONALDS CORP COM 580135101 1,151 15,000 SH SOLE 15,000 MICROSOFT CORP COM 594918104 1,535 55,000 SH SOLE 55,000 NEW ORIENTAL ED & TECH GROUP I SPON ADR 647581107 4,592 43,630 SH SOLE 43,630 PROCTER & GAMBLE CO COM 742718109 965 15,000 SH SOLE 15,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 822 117,600 SH SOLE 117,600 SUNCOR ENERGY INC NEW COM 867224107 3,225 84,000 SH SOLE 84,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,107 20,000 SH SOLE 20,000 WESTMORELAND COAL CO COM 960878106 1,594 134,439 SH SOLE 134,439 ANADARKO PETE CORP COM 032511107 229 3,000 SH DEFINED 01 3,000 APPLE INC COM 037833100 161 500 SH DEFINED 01 500 EBAY INC COM 278642103 139 5,000 SH DEFINED 01 5,000 EXXON MOBIL CORP COM 30231G102 219 3,000 SH DEFINED 01 3,000 GOLDCORP INC NEW COM 380956409 161 3,500 SH DEFINED 01 3,500 INTERNATIONAL BUSINESS MACHS COM 459200101 183 1,250 SH DEFINED 01 1,250 JOHNSON & JOHNSON COM 478160104 186 3,000 SH DEFINED 01 3,000 KIMBERLY CLARK CORP COM 494368103 158 2,500 SH DEFINED 01 2,500 MICROSOFT CORP COM 594918104 195 7,000 SH DEFINED 01 7,000 THERMO FISHER SCIENTIFIC INC COM 883556102 166 3,000 SH DEFINED 01 3,000