-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnbfMBfyqxrmtpBdsDE7Kg4l5beW4ySq0t1nKgYFfHwITtq5geQnWuInpv9XED9L Uu8EOhgmZx41S5wQhBtX8Q== 0000950123-10-104119.txt : 20101112 0000950123-10-104119.hdr.sgml : 20101111 20101112060231 ACCESSION NUMBER: 0000950123-10-104119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 101181972 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y04180e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England November 11, 2010 - ------------------------------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $105,380 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- --------- --- ---- ---------- -------- --------- ------ ---- APPLE INC COM 037833100 851 3,000 SH SOLE 3,000 CITIGROUP INC COM 172967101 7,683 1,965,000 SH SOLE 1,965,000 CLOROX CO DEL COM 189054109 934 14,000 SH SOLE 14,000 COLGATE PALMOLIVE CO COM 194162103 1,460 19,000 SH SOLE 19,000 EBAY INC COM 278642103 732 30,000 SH SOLE 30,000 EXIDE TECHNOLOGIES COM NEW 302051206 4,780 1,000,000 SH SOLE 1,000,000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 363 15,000 SH SOLE 15,000 GOLDMAN SACHS GROUP INC COM 38141G104 2,774 19,200 SH SOLE 19,200 HEINZ H J CO COM 423074103 948 20,000 SH SOLE 20,000 INNOSPEC INC COM 45768S105 12,130 798,000 SH SOLE 798,000 INTERNATIONAL BUSINESS MACHS COM 459200101 2,281 17,000 SH SOLE 17,000 JOHNSON & JOHNSON COM 478160104 3,468 56,000 SH SOLE 56,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 17,087 218,000 SH SOLE 218,000 MCDONALDS CORP COM 580135101 1,117 15,000 SH SOLE 15,000 MICROSOFT CORP COM 594918104 1,346 55,000 SH SOLE 55,000 PROCTER & GAMBLE CO COM 742718109 1,379 23,000 SH SOLE 23,000 SUNCOR ENERGY INC NEW COM 867224107 2,408 74,000 SH SOLE 74,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,341 28,000 SH SOLE 28,000 WATSON PHARMACEUTICALS INC COM 942683103 29,448 696,000 SH SOLE 696,000 WAL MART STORES INC COM 931142103 1,177 22,000 SH SOLE 22,000 WESTERN UN CO COM 959802109 9,194 520,000 SH SOLE 520,000 AMERICAN WTR WKS CO INC NEW COM 030420103 233 10,000 SH DEFINED 01 10,000 ANADARKO PETE CORP COM 032511107 185 3,250 SH DEFINED 01 3,250 APPLE INC COM 037833100 142 500 SH DEFINED 01 500 CENOVUS ENERGY INC COM 15135U109 129 4,500 SH DEFINED 01 4,500 EBAY INC COM 278642103 195 8,000 SH DEFINED 01 8,000 EXXON MOBIL CORP COM 30231G102 185 3,000 SH DEFINED 01 3,000 GOLDCORP INC NEW COM 380956409 152 3,500 SH DEFINED 01 3,500 INTERNATIONAL BUSINESS MACHS COM 459200101 201 1,500 SH DEFINED 01 1,500 JOHNSON & JOHNSON COM 478160104 186 3,000 SH DEFINED 01 3,000 KIMBERLY CLARK CORP COM 494368103 163 2,500 SH DEFINED 01 2,500 KT CORP SPONSORED ADR 48268K101 184 9,000 SH DEFINED 01 9,000 MICROSOFT CORP COM 594918104 171 7,000 SH DEFINED 01 7,000 THERMO FISHER SCIENTIFIC INC COM 883556102 192 4,000 SH DEFINED 01 4,000 WAL MART STORES INC COM 931142103 161 3,000 SH DEFINED 01 3,000
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