-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CY+W8J57oMrKrtl24vix9+OD3CLG4T9Cj8Am9fmS+8GXM5YgRmYoPceWROjZZuNl f9SPk2XKYgs2ljIO0icSBw== 0000950123-09-061998.txt : 20091113 0000950123-09-061998.hdr.sgml : 20091113 20091113060100 ACCESSION NUMBER: 0000950123-09-061998 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 091179065 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y02592be13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England November 13, 2009 - ------------------------------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $181,634 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----- APPLE INC COM 037833100 482 2,600 SH SOLE 2,600 ATP OIL & GAS CORP COM 00208J108 2,032 113,600 SH SOLE 113,600 CARRIZO OIL & CO INC COM 144577103 1,710 69,940 SH SOLE 69,940 CISCO SYSTEMS COM 17275R102 705 30,000 SH SOLE 30,000 COLGATE PALMOLIVE CO COM 194162103 24,227 317,600 SH SOLE 317,600 COMPTON PETE CORP COM 204940100 3,416 2,475,000 SH SOLE 2,475,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 863 30,000 SH SOLE 30,000 GMX RES INC COM 38011M108 1,331 84,780 SH SOLE 84,780 HARTFORD FINL SVCS GROUP INC COM 416515104 16,351 617,000 SH SOLE 617,000 KIMBERLY CLARK CORP COM 494368103 20,207 342,600 SH SOLE 342,600 LEGG MASON INC COM 524901105 37,271 1,201,500 SH SOLE 1,201,500 MICROSOFT CORP COM 594918104 25,748 997,580 SH SOLE 997,580 NILE THERAPEUTICS INC COM 654145101 2,787 1,741,690 SH SOLE 1,741,690 SUNCOR ENERGY INC NEW COM 867224107 40,841 1,092,000 SH SOLE 20,000 TESCO CORP COM 88157K101 652 81,800 SH SOLE 81,800 VIRGIN MEDIA INC COM 92769L101 905 65,000 SH SOLE 65,000 ALCON INC COM SHS H01301102 153 1,100 SH DEFINED 01 1,100 AMERICAN WTR WKS CO INC NEW COM 030420103 159 8,000 SH DEFINED 01 8,000 CISCO SYSTEMS COM 17275R102 235 10,000 SH DEFINED 01 10,000 DEVON ENERGY CORP NEW COM 25179M103 135 2,000 SH DEFINED 01 2,000 EBAY INC COM 278642103 236 10,000 SH DEFINED 01 10,000 ISHARES INC MSCI BRAZIL 464286400 135 2,000 PRN DEFINED 01 2,000 KIMBERLY CLARK CORP COM 494368103 177 3,000 SH DEFINED 01 3,000 LEGG MASON INC COM 524901105 186 6,000 SH DEFINED 01 6,000
MICROSOFT CORP COM 594918104 232 9,000 SH DEFINED 01 9,000 THERMO FISHER SCIENTIFIC INC COM 883556102 148 3,400 SH DEFINED 01 3,400 TRANSOCEAN LTD REG SHS H8817H100 171 2,000 SH DEFINED 01 2,000 VIRGIN MEDIA INC COM 92769L101 139 10,000 SH DEFINED 01 10,000
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