13F-HR 1 y02103rce13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England August 14, 2009 ------------------------------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: $215,531 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------- --------- -------- ---------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------- --------- -------- --------- --- -------- ---------- -------- --------- ------ ----- ACCENTURE LTD BERMUDA CL A G1150G111 652 19,500 SH SOLE 19,500 AGCO CORP COM 001084102 279 9,600 SH SOLE 9,600 AGRIUM INC COM 008916108 732 15,760 SH SOLE 15,760 ALTERA CORP COM 021441100 151 9,260 SH SOLE 9,260 APPLE INC COM 037833100 3,837 26,920 SH SOLE 26,920 APPLIED MATLS INC COM 038222105 16,170 1,474,000 SH SOLE 1,474,000 ARCHER DANIELS MIDLAND CO COM 039483102 1,991 74,440 SH SOLE 74,440 ATP OIL & GAS CORP COM 00208J108 789 113,600 SH SOLE 113,600 BUNGE LTD COM G16962105 886 14,740 SH SOLE 14,740 CANADIAN NATL RY CO COM 136375102 16,557 385,500 SH SOLE 385,500 CARRIZO OIL & CO INC COM 144577103 1,199 69,940 SH SOLE 69,940 CATERPILLAR INC DEL COM 149123101 2,003 60,620 SH SOLE 60,620 CHINA UNICOM (HONG KONG) LIMITED SPONSORED ADR 16945R104 293 22,000 SH SOLE 22,000 CISCO SYSTEMS COM 17275R102 11,558 620,050 SH SOLE 620,050 CITIGROUP INC COM 172967101 16,428 5,550,000 SH SOLE 5,550,000 CNH GLOBAL N V SHS NEW N20935206 341 24,340 SH SOLE 24,340 COMPTON PETE CORP COM 204940100 3,292 2,475,000 SH SOLE 2,475,000 CSX CORP COM 126408103 19,808 572,000 SH SOLE 572,000 DEERE & CO COM 244199105 1,756 43,950 SH SOLE 43,950 DR PEPPER SNAPPLE GROUP INC COM 26138E109 636 30,000 SH SOLE 30,000 EBAY INC COM 278642103 21,901 1,280,000 SH SOLE 1,280,000 F M C CORP COM NEW 302491303 376 7,950 SH SOLE 7,950 GMX RES INC COM 38011M108 901 84,780 SH SOLE 84,780 GOLDCORP INC NEW COM 380956409 606 15,000 SH SOLE 15,000
FORM 13F INFORMATION TABLE GOOGLE INC CL A 38259P508 3,701 8,780 SH SOLE 8,780 HESS CORP COM 42809H107 15,384 286,700 SH SOLE 286,700 HEWLETT PACKARD CO COM 428236103 2,622 67,900 SH SOLE 67,900 INTEL CORP COM 458140100 2,551 154,330 SH SOLE 154,330 INTERNATIONAL BUSINESS MACHS COM 459200101 3,935 37,720 SH SOLE 37,720 KLA-TENCOR CORP COM 482480100 107 4,240 SH SOLE 4,240 LEGG MASON INC COM 524901105 29,293 1,201,500 SH SOLE 1,201,500 LINEAR TECHNOLOGY CORP COM 535678106 149 6,360 SH SOLE 6,360 MICROSOFT CORP COM 594918104 13,883 583,580 SH SOLE 583,580 MONSANTO CO NEW COM 61166W101 4,364 58,700 SH SOLE 58,700 MOSAIC CO COM 61945A107 1,958 44,200 SH SOLE 44,200 NETAPP INC COM 64110D104 184 9,330 SH SOLE 9,330 NILE THERAPEUTICS INC COM 654145101 1,568 1,741,690 SH SOLE 1,741,690 NOKIA CORP SPONSORED ADR 654902204 1,579 108,330 SH SOLE 108,330 ORACLE CORP COM 68389X105 3,054 142,510 SH SOLE 142,510 POTASH CORP SASK INC COM 73755L107 2,789 29,970 SH SOLE 29,970 QUALCOMM INC COM 747525103 2,025 44,770 SH SOLE 44,770 STARENT NETWORKS CORP COM 85528P108 366 15,000 SH SOLE 15,000 TERRA INDS INC COM 880915103 286 11,800 SH SOLE 11,800 TESCO CORP COM 88157K101 647 81,800 SH SOLE 81,800 AMERICAN WTR WKS CO INC NEW COM 030420103 143 7,500 SH DEFINED 01 7,500 CISCO SYSTEMS COM 17275R102 186 10,000 SH DEFINED 01 10,000 DEVON ENERGY CORP NEW COM 25179M103 109 2,000 SH DEFINED 01 2,000 EBAY INC COM 278642103 205 12,000 SH DEFINED 01 12,000 GOLDCORP INC NEW COM 380956409 182 4,500 SH DEFINED 01 4,500 ISHARES TR BARCLYS TIPS BD 464287176 152 1,500 PRN DEFINED 01 1,500 LEGG MASON INC COM 524901105 146 6,000 SH DEFINED 01 6,000 MICROSOFT CORP COM 594918104 214 9,000 SH DEFINED 01 9,000
FORM 13F INFORMATION TABLE OLIN CORP COM PAR $1 680665205 149 12,500 SH DEFINED 01 12,500 REDWOOD TR INC COM 758075402 89 6,000 SH DEFINED 01 6,000 TAIWAN FD INC COM 874036106 119 10,000 SH DEFINED 01 10,000 THERMO FISHER SCIENTIFIC INC COM 883556102 139 3,400 SH DEFINED 01 3,400 TRANSOCEAN LTD REG SHS H8817H100 111 1,500 SH DEFINED 01 1,500