-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ao/ztCeO3KZTKoud/1AmZwgz9u7DOLd6nPrgTKisFgL18IOLgUubMMQtlK+5EZm3 NwZ0t/oPKQxvGs6Lc1i+4A== 0000950123-09-008796.txt : 20090514 0000950123-09-008796.hdr.sgml : 20090514 20090514060249 ACCESSION NUMBER: 0000950123-09-008796 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 09824227 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y01670e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England May 14, 2009 - ------------------------------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $13,759 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---------------------------------------- 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 8 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 ------------------------ -------- --------------- --------- -------- -------------------- ---------- -------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----- APPLE INC COM 037833100 273 2,600 SH SOLE 2,600 ATP OIL & GAS CORP COM 00208J108 941 183,700 SH SOLE 183,700 BLACKSTONE GROUP LP COM UNIT LTD 09253U108 1,440 200,000 SH SOLE 200,000 CARRIZO OIL & CO INC COM 144577103 1,003 113,100 SH SOLE 113,100 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 283 6,500 SH SOLE 6,500 CISCO SYSTEMS COM 17275R102 502 30,000 SH SOLE 30,000 COMPTON PETE CORP COM 204940100 3,242 4,002,000 SH SOLE 4,002,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 506 30,000 SH SOLE 30,000 GMX RES INC COM 38011M108 883 137,100 SH SOLE 137,100 GOLDCORP INC NEW COM 380956409 1,389 33,000 SH SOLE 33,000 NILE THERAPEUTICS INC COM 654145101 836 1,741,690 SH SOLE 1,741,690 TESCO CORP COM 88157K101 1,027 132,300 SH SOLE 132,300 WASHINGTON POST CO CL B 939640108 232 650 SH SOLE 650 AMERICAN WTR WKS CO INC NEW COM 030420103 144 7,500 SH DEFINED 01 7,500 DEVON ENERGY CORP NEW COM 25179M103 89 2,000 SH DEFINED 01 2,000 EBAY INC COM 278642103 150 12,000 SH DEFINED 01 12,000 GOLDCORP INC NEW COM 380956409 158 3,750 SH DEFINED 01 3,750 ISHARES TR BARCLYS TIPS BD 464287176 154 1,500 PRN DEFINED 01 1,500 ISHARES TR FTSE XNHUA IDX 464287184 100 3,500 PRN DEFINED 01 3,500 MICROSOFT CORP COM 594918104 165 9,000 SH DEFINED 01 9,000 REDWOOD TR INC COM 758075402 92 6,000 SH DEFINED 01 6,000 THERMO FISHER SCIENTIFIC INC COM 883556102 150 4,200 SH DEFINED 01 4,200
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