-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F9FLMeDnLjdNa0Sb/WXySERT6dn4iy1KFeFStVGGKVzxJMJTgwDwaoT0N2TiCrJm hRkW+NunpMlMjKVLSieVUA== 0000950123-08-015160.txt : 20081113 0000950123-08-015160.hdr.sgml : 20081113 20081113061316 ACCESSION NUMBER: 0000950123-08-015160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 081182705 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 y00556e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dominic Williams Title: Compliance Officer Phone: (44) 20 7514 1937 Signature, Place, and Date of Signing: /S/ Dominic Williams London, England November 13, 2008 - ---------------------- --------------- ----------------- Dominic Williams Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $163,258 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----- AMERICAN WTR WKS CO INC NEW COM 030420103 21,500 1,000,000 SH SOLE 1,000,000 ATP OIL & GAS CORP COM 00208J108 1,923 108,000 SH SOLE 108,000 BLACKSTONE GROUP LP COM UNIT LTD 09253U108 3,068 200,000 SH SOLE 200,000 CARRIZO OIL & CO INC COM 144577103 2,104 58,000 SH SOLE 58,000 CHEROKEE INTL CORP COM 164450108 1,493 513,147 SH SOLE 513,147 CME GROUP INC COM 12572Q105 8,545 23,000 SH SOLE 23,000 COMPTON PETE CORP COM 204940100 23,132 4,002,000 SH SOLE 4,002,000 CONOCOPHILLIPS COM 20825C104 28,275 386,000 SH SOLE 386,000 CORNING INC COM 219350105 17,517 1,120,000 SH SOLE 1,120,000 GMX RES INC COM 38011M108 3,489 73,000 SH SOLE 73,000 GOLDCORP INC NEW COM 380956409 1,105 33,000 SH SOLE 33,000 GOLDMAN SACHS GROUP INC COM 38141G104 17,920 140,000 SH SOLE 140,000 JAVELIN PHARMACEUTICALS INC COM 471894105 5,394 2,074,689 SH SOLE 2,074,689 MORGAN STANLEY COM NEW 617446448 16,100 700,000 SH SOLE 700,000 NILE THERAPEUTICS INC COM 654145101 7,019 1,741,690 SH SOLE 1,741,690 TESCO CORP COM 88157K101 3,141 150,000 SH SOLE 150,000 AMERICAN WTR WKS CO INC NEW COM 030420103 215 10,000 SH DEFINED 01 10,000 COMCAST CORP NEW COM 20030N101 177 9,000 SH DEFINED 01 9,000 DEVON ENERGY CORP NEW COM 25179M103 91 1,000 SH DEFINED 01 1,000 EBAY INC COM 278642103 179 8,000 SH DEFINED 01 8,000 ISHARES TR NASDQ BIO INDX 464287556 194 2,300 PRN DEFINED 01 2,300 ISHARES TR RUSSELL1000GRW 464287614 184 3,800 PRN DEFINED 01 3,800 ISHARES TR DJ REGIONAL BK 464288778 128 4,000 PRN DEFINED 01 4,000 NASDAQ OMX GROUP INC COM 631103108 183 6,000 SH DEFINED 01 6,000 VALERO ENERGY CORP NEW COM 91913Y100 182 6,000 SH DEFINED 01 6,000
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