0001179110-12-010126.txt : 20120613 0001179110-12-010126.hdr.sgml : 20120613 20120613145919 ACCESSION NUMBER: 0001179110-12-010126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120613 FILED AS OF DATE: 20120613 DATE AS OF CHANGE: 20120613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEWITT JOHN T CENTRAL INDEX KEY: 0000939140 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54660 FILM NUMBER: 12904974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JTH Holding, Inc. CENTRAL INDEX KEY: 0001528930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 273561876 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1716 CORPORATE LANDING PARKWAY CITY: VIRGINIA BEACH STATE: VA ZIP: 23454 BUSINESS PHONE: 757-493-8855 MAIL ADDRESS: STREET 1: 1716 CORPORATE LANDING PARKWAY CITY: VIRGINIA BEACH STATE: VA ZIP: 23454 3 1 edgar.xml FORM 3 - X0205 3 2012-06-13 0 0001528930 JTH Holding, Inc. LTAXA 0000939140 HEWITT JOHN T 1716 CORPORATE LANDING PARKWAY VIRGINIA BEACH VA 23454 1 1 1 0 Chief Executive Officer/Pres. Class A Common Stock 1037510 D Class A Common Stock 138912 I By 401(k) plan Class B Common Stock Class A Common Stock 900000 D Employee Stock Options (right to buy) 16.50 2008-12-16 2013-06-16 Class A Common Stock 6060 D Employee Stock Options (right to buy) 15 2008-12-16 2013-06-16 Class A Common Stock 43940 D Employee Stock Options (right to buy) 16.50 2009-11-29 2014-05-29 Class A Common Stock 6060 D Employee Stock Options (right to buy) 15 2009-11-29 2014-05-29 Class A Common Stock 68940 D Employee Stock Options (right to buy) 16.50 2010-12-04 2015-06-04 Class A Common Stock 6060 D Employee Stock Options (right to buy) 16.50 2011-04-15 2016-04-15 Class A Common Stock 6060 D Employee Stock Options (right to buy) 16.50 2012-04-15 2017-04-15 Class A Common Stock 6060 D Employee Stock Options (right to buy) 16.50 2013-04-15 2018-04-15 Class A Common Stock 6060 D Employee Stock Options (right to buy) 15 2010-12-04 2015-06-04 Class A Common Stock 68940 D Employee Stock Options (right to buy) 15 2011-04-15 2016-04-15 Class A Common Stock 68940 D Employee Stock Options (right to buy) 15 2012-04-15 2017-04-15 Class A Common Stock 68940 D Employee Stock Options (right to buy) 15 2013-04-15 2018-04-15 Class A Common Stock 68940 D Each share of Class B Common Stock is convertible into one fully paid and non-assessable share of Class A Common Stock at the option of the holder thereof at any time, and from time to time, upon written notice to the transfer agent of the Issuer. Each share of Class B Common Stock may automatically convert into one fully paid and non-assessable share of Class A Common Stock in certain circumstances, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. John T. Hewitt 2012-06-13