-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hez8scXUEFi2Qex5aDi3h6sR5B3LYb7f6hkuqXh/2lxPDScKqptT2QdGKjsdJMoO 7Wu1kD4SHNs/l+MzQBugVw== 0001050779-03-000006.txt : 20031001 0001050779-03-000006.hdr.sgml : 20031001 20031001142144 ACCESSION NUMBER: 0001050779-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEGIS COMMUNICATIONS GROUP INC CENTRAL INDEX KEY: 0000778426 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752050538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7880 BENT BRANCH DRIVE STREET 2: SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 9728301800 FORMER COMPANY: FORMER CONFORMED NAME: ATC COMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960930 FORMER COMPANY: FORMER CONFORMED NAME: NRP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL REFERENCE PUBLISHING INC DATE OF NAME CHANGE: 19880726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14315 FILM NUMBER: 03920079 BUSINESS ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALEK FREDERIC V CENTRAL INDEX KEY: 0000938919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14315 FILM NUMBER: 03920076 BUSINESS ADDRESS: STREET 1: C/O THAYER CAPITAL PARTNERS STREET 2: 1455 PENNSYLVANIA AVENUE, NW #350 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023710150 MAIL ADDRESS: STREET 1: C/O THAYER CAPITAL PARTNERS STREET 2: 1455 PENNSYLVANIA AVENUE NW #350 CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THAYER EQUITY INVESTORS III LP CENTRAL INDEX KEY: 0001050779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14315 FILM NUMBER: 03920078 BUSINESS ADDRESS: STREET 1: 1455 PENNSYLVANIA AVENUE NW STREET 2: SUITE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023710150 MAIL ADDRESS: STREET 1: 1455 PENNSYLVANIA AVENUE NW STREET 2: SUITE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC EQUITY PARTNERS LLC CENTRAL INDEX KEY: 0001237511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14315 FILM NUMBER: 03920077 BUSINESS ADDRESS: STREET 1: 1455 PENNSYLVANIA AVE NW STREET 2: SUITE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-371-0150 MAIL ADDRESS: STREET 1: 1455 PENNSYLVANIA AVE NW STREET 2: STE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN PAUL G CENTRAL INDEX KEY: 0001183702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14315 FILM NUMBER: 03920075 BUSINESS ADDRESS: STREET 1: C/O ARLINGTON CAPITAL PARTNERS STREET 2: 600 NEW HAMPSHIRE AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20037 BUSINESS PHONE: 202-337-7500 MAIL ADDRESS: STREET 1: C/O ARLINGTON CAPITAL PARTNERS STREET 2: 600 NEW HAMPSHIRE AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-30 0 0000778426 AEGIS COMMUNICATIONS GROUP INC AGIS 0001050779 THAYER EQUITY INVESTORS III LP 1455 PENNSYLVANIA AVENUE NW SUITE 350 WASHINGTON DC 20004 0 0 1 0 0001237511 TC EQUITY PARTNERS LLC 1455 PENNSYLVANIA AVE NW STE 350 WASHINGTON DC 20004 0 0 1 0 0000938919 MALEK FREDERIC V C/O THAYER CAPITAL PARTNERS 1455 PENNSYLVANIA AVENUE NW #350 WASHINGTON DC 20004 1 0 1 0 0001183702 STERN PAUL G C/O ARLINGTON CAPITAL PARTNERS 600 NEW HAMPSHIRE AVENUE NW WASHINGTON DC 20037 0 0 1 0 0001203479 RICKERTSEN CARL J C/O THAYER CAPITAL PARTNERS 1455 PENNSYLVANIA AVENUE NW, STE 350 WASHINGTON DC 20004 0 0 1 0 Series D Preferred Stock 0 2003-09-30 4 J 0 1716.53 0 A 2003-09-30 1988-08-08 Common Stock 85826.33 144493.39 D Series E Preferred Stock 0 2003-09-30 4 J 0 729.58 0 A 2003-09-30 1988-08-08 Common Stock 30719.16 61414.42 D 12% Convertible Promissory Notes due 2004 1.15 2003-09-30 4 J 0 94400.4 0 A 2003-09-30 1988-08-08 Common Stock 82087.3 9729534.12 D Each share of Series D Preferred Stock is convertible into fifty shares of the Issuer's Common Stock at any time at the option of the holder. These securities were issued to the reporting person in payment of the Issuer's obligation to pay dividends to the reporting person. Immediately These securities are held directly by Thayer Equity Investors III, L.P. ("Thayer III"). TC Equity Partners, L.L.C. ("TC Equity") is the general partner of Thayer III. Each of Frederic V. Malek, Carl J. Rickertsen and Paul G. Stern is a managing member of TC Equity. All of the foregoing other than Thayer III disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the filing of this report by them shall not be deemed an admission that any of them is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each share of Series E Preferred Stock is convertible into approximately 42.105 shares of the Issuer's Common Stock at any time at the option of the holder. These securities were issued to the reporting person by the issuer as payment of interest accrued on a promissory note. By TC Equity Partners, L.L.C., its general partner 2003-10-01 Barry E. Johnson, Authorized Person, Secretary, Treasurer & CFO 2003-10-01 Barry E. Johnson, by power of attorney for Frederic V. Malek 2003-10-01 Barry E. Johnson, by power of attorney for Carl J. Rickertsen 2003-10-01 Barry E. Johnson, by power of attorney for Paul G. Stern 2003-10-01 -----END PRIVACY-ENHANCED MESSAGE-----