0001562180-20-001023.txt : 20200207 0001562180-20-001023.hdr.sgml : 20200207 20200207165359 ACCESSION NUMBER: 0001562180-20-001023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey Nate C CENTRAL INDEX KEY: 0001724475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 20588174 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-31 false 0000009389 BALL Corp BLL 0001724475 Carey Nate C 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 false true false false Vice President & Controller Common Stock 2020-01-31 4 M false 4646.00 72.18 A 13246.5586 D Common Stock 2020-01-31 4 F false 1409.00 72.18 D 11837.5586 D 401K 699.421 I 401(k) Plan Restricted Stock Units 2020-01-31 4 M false 1100.00 0.00 A Common Stock 1100.00 14648.00 D Restricted Stock Units 2020-01-31 4 M false 4646.00 0.00 D Common Stock 4646.00 10002.00 D Restricted Stock Units 2020-01-31 4 M false 472.00 0.00 A Common Stock 472.00 10474.00 D Restricted Stock Units 2020-01-31 4 M false 1992.00 0.00 D Common Stock 1992.00 8482.00 D Deferred Compensation Company Stock Plan 2020-01-31 4 M false 2269.0851 0.00 A Common Stock 2269.0851 4900.8552 D Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. /s/ Charles E Baker, attorney in fact for Mr. Carey 2020-02-04