0001562180-19-001870.txt : 20190312 0001562180-19-001870.hdr.sgml : 20190312 20190312160728 ACCESSION NUMBER: 0001562180-19-001870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey Nate C CENTRAL INDEX KEY: 0001724475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 19675151 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-03-11 false 0000009389 BALL Corp BLL 0001724475 Carey Nate C 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 false true false false Vice President & Controller Common Stock 2019-03-11 4 M false 6800.00 33.075 A 16335.7022 D Common Stock 2019-03-11 4 F false 4967.00 55.60 D 11368.7022 D Common Stock 2019-03-11 4 S false 1100.00 55.60 D 10268.7022 D Common Stock 2019-03-11 4 S false 800.00 55.57 D 9468.7022 D 401K 665.384 D Stock Option (Right to Buy) 33.075 2019-03-11 4 M false 6800.00 0.00 D 2016-02-04 2025-02-04 Common Stock 6800.00 0.00 D Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. This transaction was executed in multiple trades at prices ranging from $55.60 to $55.605 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.57 to $55.575. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Non-Qualified Stock Options (NQs). /s/ Charles E Baker, attorney in fact for Mr. Carey 2019-03-12