0001562180-19-001366.txt : 20190225 0001562180-19-001366.hdr.sgml : 20190225 20190225163341 ACCESSION NUMBER: 0001562180-19-001366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 19629991 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-02-21 false 0000009389 BALL Corp BLL 0001045862 STRAIN ROBERT D BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 false true false false Sr. VP BallCorp & Pres. BATC Common Stock 2019-02-21 4 M false 12400.00 22.965 A 47747.3983 D Common Stock 2019-02-21 4 F false 7334.00 54.48 D 40413.3983 D Common Stock 2019-02-25 4 S false 5066.00 54.93 D 35347.3983 D Common Stock 2031.224 I 401(k) Stock Appreciation Right (sars) 22.965 2019-02-21 4 M false 12400.00 0.00 D 2014-01-30 2023-01-30 Common Stock 12400.00 0.00 D Deferred Compensation Company Stock Plan 2019-02-22 4 J false 2174.8586 54.48 A Common Stock 2174.8586 47710.4271 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. /s/ Charles E. Baker, attorney-in-fact for Mr. Strain 2019-02-25