0001562180-19-001366.txt : 20190225
0001562180-19-001366.hdr.sgml : 20190225
20190225163341
ACCESSION NUMBER: 0001562180-19-001366
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STRAIN ROBERT D
CENTRAL INDEX KEY: 0001045862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 19629991
MAIL ADDRESS:
STREET 1: 21700 ATLANTIC BLVD
STREET 2: ORBITAL SCIENCES CORP
CITY: DULLES
STATE: VA
ZIP: 20166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-02-21
false
0000009389
BALL Corp
BLL
0001045862
STRAIN ROBERT D
BALL CORPORATION
10 LONGS PEAK DRIVE
BROOMFIELD
CO
80021
false
true
false
false
Sr. VP BallCorp & Pres. BATC
Common Stock
2019-02-21
4
M
false
12400.00
22.965
A
47747.3983
D
Common Stock
2019-02-21
4
F
false
7334.00
54.48
D
40413.3983
D
Common Stock
2019-02-25
4
S
false
5066.00
54.93
D
35347.3983
D
Common Stock
2031.224
I
401(k)
Stock Appreciation Right (sars)
22.965
2019-02-21
4
M
false
12400.00
0.00
D
2014-01-30
2023-01-30
Common Stock
12400.00
0.00
D
Deferred Compensation Company Stock Plan
2019-02-22
4
J
false
2174.8586
54.48
A
Common Stock
2174.8586
47710.4271
D
Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
/s/ Charles E. Baker, attorney-in-fact for Mr. Strain
2019-02-25