0001127602-17-011437.txt : 20170313
0001127602-17-011437.hdr.sgml : 20170313
20170313162533
ACCESSION NUMBER: 0001127602-17-011437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170313
DATE AS OF CHANGE: 20170313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOVER R DAVID
CENTRAL INDEX KEY: 0001186033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 17685546
MAIL ADDRESS:
STREET 1: C/O EDGEWELL PERSONAL CARE COMPANY
STREET 2: 1350 TIMBERLAKE MANOR PARKWAY
CITY: CHESTERFIELD
STATE: MO
ZIP: 63017
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-10
0000009389
BALL Corp
BLL
0001186033
HOOVER R DAVID
BALL CORPORATION
10 LONGS PEAK DR.
BROOMFIELD
CO
80021-2510
1
Common Stock
2017-03-10
4
M
0
50000
24.66
A
359896
I
RDH Trust
Common Stock
2017-03-10
4
F
0
32140
73.74
D
327756
I
RDH Trust
Common Stock
2017-03-13
4
M
0
5000
24.66
A
112462.4894
D
Common Stock
2017-03-13
4
S
0
5000
74.0663
D
107462.4894
D
Common Stock
57600
I
By GRAT
Common Stock
32605
I
SAH Trust
Stock Appreciation Rights (sars)
24.66
2017-03-10
4
M
0
50000
0
D
2008-04-25
2017-04-25
Common Stock
50000
137000
D
Stock Option (iso) (Right to Buy)
24.66
2017-03-13
4
M
0
5000
0
D
2017-04-25
Common Stock
5000
0
D
Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
Common stock acquired from the exercise of Incentive Stock Options (ISOs).
The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
Exercise of Stock Appreciation Rights (SARs).
Exercise of Incentive Stock Options (ISOs).
Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.
/s/ Janice L. Rodriguez, attorney-in-fact for Mr. Hoover
2017-03-13