0001127602-17-011437.txt : 20170313 0001127602-17-011437.hdr.sgml : 20170313 20170313162533 ACCESSION NUMBER: 0001127602-17-011437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOVER R DAVID CENTRAL INDEX KEY: 0001186033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 17685546 MAIL ADDRESS: STREET 1: C/O EDGEWELL PERSONAL CARE COMPANY STREET 2: 1350 TIMBERLAKE MANOR PARKWAY CITY: CHESTERFIELD STATE: MO ZIP: 63017 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-10 0000009389 BALL Corp BLL 0001186033 HOOVER R DAVID BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 Common Stock 2017-03-10 4 M 0 50000 24.66 A 359896 I RDH Trust Common Stock 2017-03-10 4 F 0 32140 73.74 D 327756 I RDH Trust Common Stock 2017-03-13 4 M 0 5000 24.66 A 112462.4894 D Common Stock 2017-03-13 4 S 0 5000 74.0663 D 107462.4894 D Common Stock 57600 I By GRAT Common Stock 32605 I SAH Trust Stock Appreciation Rights (sars) 24.66 2017-03-10 4 M 0 50000 0 D 2008-04-25 2017-04-25 Common Stock 50000 137000 D Stock Option (iso) (Right to Buy) 24.66 2017-03-13 4 M 0 5000 0 D 2017-04-25 Common Stock 5000 0 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARs). Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs. Common stock acquired from the exercise of Incentive Stock Options (ISOs). The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust. Exercise of Stock Appreciation Rights (SARs). Exercise of Incentive Stock Options (ISOs). Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option. /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Hoover 2017-03-13