0001127602-16-059924.txt : 20160809 0001127602-16-059924.hdr.sgml : 20160809 20160809170623 ACCESSION NUMBER: 0001127602-16-059924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 161819094 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-08 0000009389 BALL CORP BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2016-08-08 4 M 0 12848 24.66 A 58866.8453 D Common Stock 2016-08-08 4 D 0 7488 80.20 D 51378.8453 D Common Stock 2016-08-08 4 M 0 5152 24.66 A 56530.8453 D Common Stock 2016-08-08 4 F 0 1585 80.20 D 54945.8453 D Common Stock 2975.77 I 401(k) Plan Common Stock 142476.4403 I By Spouse Stock Appreciation Rights (sars) 24.66 2016-08-08 4 M 0 12848 0 D 2008-04-25 2017-04-25 Common Stock 12848 0 D Stock Option (iso) (Right to Buy) 24.66 2016-08-08 4 M 0 5152 0 D 2017-04-25 Common Stock 5152 0 D Exercise of Stock Appreciation Rights (SARS). Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Exercise of Incentive Stock Options (ISO). Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2016-08-09