0001127602-16-059847.txt : 20160809 0001127602-16-059847.hdr.sgml : 20160809 20160809132242 ACCESSION NUMBER: 0001127602-16-059847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAVE MICHAEL J CENTRAL INDEX KEY: 0001013071 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 161817153 MAIL ADDRESS: STREET 1: C/O ESTERLINE TECHNOLOGIES CORP STREET 2: 500 108TH AVE NE, SUITE 1500 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-08 0000009389 BALL CORP BLL 0001013071 CAVE MICHAEL J BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Common Stock 2016-08-08 4 P 0 3000 80.1033 A 3000 D 2005 Deferred Compensation Company Stock Plan Common Stock 2151.692 2151.692 D Restricted Stock Units Common Stock 6498 6498 D Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Receipt of performance contingent restricted stock unit award under the Ball Corporation Stock and Cash Incentive Plan, which vests in three years upon the attainment of the performance criteria. /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Cave 2016-08-09