0001127602-13-014946.txt : 20130501 0001127602-13-014946.hdr.sgml : 20130501 20130501145532 ACCESSION NUMBER: 0001127602-13-014946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 13802534 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-30 0000009389 BALL CORP BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2013-04-30 4 J 0 2977 44.12 A 145267.5303 I By Spouse Common Stock 2013-04-30 4 F 0 1387 44.12 D 143880.5303 I By Spouse Common Stock 2299.632 I 401(k) Plan Common Stock 36460.4894 D Restricted Stock Units 2013-04-30 4 J 0 2977 44.12 D Common Stock 2977 17473 I By Spouse Restricted Stock Units 2013-04-30 4 J 0 2623 44.12 D Common Stock 2623 14850 I By Spouse Common stock acquired upon the lapse of Table II Restricted Stock Units. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restricted stock units. Restricted Stock Units cancelled due to reporting person's spouse's retirement from Ball Aerospace & Technologies Corp. /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2013-05-01