0001127602-13-011215.txt : 20130319 0001127602-13-011215.hdr.sgml : 20130319 20130319095907 ACCESSION NUMBER: 0001127602-13-011215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker Shawn M CENTRAL INDEX KEY: 0001480066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 13700055 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-03-15 0000009389 BALL CORP BLL 0001480066 Barker Shawn M 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Vice President & Controller Common Stock 2013-03-15 4 J 0 704 46.01 A 16489.9495 D Common Stock 2013-03-15 4 F 0 226 46.01 D 16263.9495 D Common Stock 708.614 I 401(k) Plan Deferred Compensation Company Stock Plan 2013-03-15 4 J 0 49.5018 46.01 A Common Stock 49.5018 17569.2988 D Restricted Stock Units 2013-03-15 4 J 0 1051 46.01 D Common Stock 1051 24049 D Deferred Compensation Company Stock Plan 2013-03-15 4 J 0 347 46.01 A Common Stock 347 17916.2988 D Common stock acquired upon the lapse of Table II Deposit Share Program (DSP) Restricted Stock Units (RSUs). Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II DSP Restricted Stock Units. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. Stock Units in the Ball Corporation Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of DSP Restricted Stock Units. Lapse of DSP Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. /s/ Charles E. Baker, attorney-in-fact for Mr. Barker 2013-03-19