0001127602-12-008827.txt : 20120301 0001127602-12-008827.hdr.sgml : 20120301 20120301122739 ACCESSION NUMBER: 0001127602-12-008827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEABROOK RAYMOND J CENTRAL INDEX KEY: 0001205946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 12656331 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-03-01 0000009389 BALL CORP BLL 0001205946 SEABROOK RAYMOND J BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 EXEC. V.P. & C.O.O. GLOBAL PKG Common Stock 2012-03-01 4 M 0 8000 11.8725 A 379054.034 D Common Stock 2012-03-01 4 S 0 8000 40.05 D 371054.034 D Common Stock 13759.857 I 401(k) Plan Common Stock 9750 I By Son Employee Stock Option (Right to Buy) 11.8725 2012-03-01 4 M 0 8000 0 D 2012-04-23 Common Stock 8000 8000 D Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of these securities. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option. /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Seabrook 2012-03-01