-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnfqMGffxnBcV9GRZK1kZKMPuwj1Mz+EyFbIkGUBbE/Ezmo5bumgdBtgk3dMq4rb vXsCxPaneXa3t55sZQoCdA== 0001127602-10-003143.txt : 20100202 0001127602-10-003143.hdr.sgml : 20100202 20100202174021 ACCESSION NUMBER: 0001127602-10-003143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100201 FILED AS OF DATE: 20100202 DATE AS OF CHANGE: 20100202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERLUND DAVID A CENTRAL INDEX KEY: 0001205948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 10568112 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-01 0000009389 BALL CORP BLL 0001205948 WESTERLUND DAVID A BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 EXEC VP, ADMIN & CORP SEC Common Stock 2010-02-01 4 J 0 9216 50.91 A 146509.7323 D Common Stock 2010-02-01 4 F 0 4284 50.91 D 142225.7323 D Common Stock 2010-02-01 4 M 0 1750 10.6125 A 143975.7323 D Common Stock 2010-02-01 4 S 0 1750 50.91 D 142225.7323 D Common Stock 2643.588 I 401(k) Plan Common Stock 25078 I By Spouse Restricted Stock Units 2010-02-01 4 J 0 13500 50.91 D Common Stock 13500 47500 D Employee Stock Option (Right to Buy) 10.6125 2010-02-01 4 M 0 1750 0 D 2011-03-06 Common Stock 1750 68250 D Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units. Exercise of Stock Options. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 8, 2009. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of the spouse's securities. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option. /s/ Charles E. Baker, attorney-in-fact for Mr. Westerlund 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----