-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q49fx8HRqA05wUBt2C5FONKRhWbDSTbMQXJs8j8KpTI/pk48Cp+34DKMieytjt9J 65qSVfOQCTItvS4Nh31jfA== 0001127602-10-003139.txt : 20100202 0001127602-10-003139.hdr.sgml : 20100202 20100202172908 ACCESSION NUMBER: 0001127602-10-003139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100201 FILED AS OF DATE: 20100202 DATE AS OF CHANGE: 20100202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 10568005 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-01 0000009389 BALL CORP BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 VP,Administration & Compliance Common Stock 2010-02-01 4 F 0 150 50.91 D 10812.6835 D Common Stock 2010-02-01 4 J 0 4 50.91 A 43867.9444 I By Spouse Common Stock 2010-02-01 4 F 0 246 50.91 D 43621.9444 I By Spouse Common Stock 640.959 I 401(k) Plan Restricted Stock Units 2010-02-01 4 J 0 3000 50.91 D Common Stock 3000 11375 D Deferred Compensation Company Stock Plan 2010-02-01 4 J 0 3242.8501 50.91 A Common Stock 3242.8501 11647.6691 D Restricted Stock Units 2010-02-01 4 J 0 5000 50.91 D Common Stock 5000 20500 I By Spouse Deferred Compensation Company Stock Plan 2010-02-01 4 J 0 5142.8501 50.91 A Common Stock 5142.8501 33977.3333 I By Spouse Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units. Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. /s/ Charles E. Baker, attorney-in-fact for Ms. Pauley 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----