-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1vRUenqjRH0IPZndLg9jC/S6HBOMwrxMpRylNYJl/TW+JLxCCJx3k2vDt4grcBu KNGzKl5jbo78JIHO6tdaXA== 0001127602-10-002418.txt : 20100128 0001127602-10-002418.hdr.sgml : 20100128 20100128153810 ACCESSION NUMBER: 0001127602-10-002418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100127 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker Shawn M CENTRAL INDEX KEY: 0001480066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 10553831 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-01-27 0000009389 BALL CORP BLL 0001480066 Barker Shawn M 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Vice President & Controller Restricted Stock Units 2010-01-27 4 A 0 3000 50.45 A Common Stock 3000 10350 D Stock Appreciation Rights (sars) 50.45 2010-01-27 4 A 0 9400 0 A 2011-01-27 2020-01-27 Common Stock 9400 9400 D Stock Option (iso) (Right to Buy) 50.45 2010-01-27 4 A 0 300 0 A 2011-01-27 2020-01-27 Common Stock 300 300 D Receipt of performance contingent restricted stock unit grant under the 2005 Stock and Cash incentive Plan, which vests in three years upon the attainment of the performance criteria. SARs (Stock Appreciation Rights) granted under the Ball Corporation 2005 Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Incentive stock option (ISO) granted under the Ball Corporation 2005 Stock & Cash Incentive Plan. The option vests in four annual installments beginning one year after date of grant. /s/ Robert W. McClelland, attorney-in-fact for Mr. Barker 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----