0001062993-24-001440.txt : 20240126 0001062993-24-001440.hdr.sgml : 20240126 20240126190457 ACCESSION NUMBER: 0001062993-24-001440 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240124 FILED AS OF DATE: 20240126 DATE AS OF CHANGE: 20240126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pitre Kathleen CENTRAL INDEX KEY: 0002009449 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 24569646 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2024-01-24 0 0000009389 BALL Corp BALL 0002009449 Pitre Kathleen 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 SVP & President NCA Common Stock 38609.9433 D Common Stock 3207 I 401(k) plan Deferred Compensation Company Stock Plan Common Stock 2403.6994 D Restricted Stock Units Common Stock 8527 D Restricted Stock Units Common Stock 4900 D Stock Option (right to buy) 38.84 2019-01-24 2028-01-24 Common Stock 7056 D Stock Option (right to buy) 50.78 2020-01-23 2029-01-23 Common Stock 6271 D Stock Option (right to buy) 72.59 2021-01-29 2030-01-29 Common Stock 9115 D Stock Option (right to buy) 85.33 2022-01-27 2031-01-27 Common Stock 8990 D Stock Option (right to buy) 86.57 2023-01-26 2032-01-26 Common Stock 9238 D Stock Option (right to buy) 56.64 2024-01-25 2033-01-25 Common Stock 11799 D Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Restricted Stock Units awarded in conjunction with the Deposit Share Program under the Ball Corporation Stock and Cash Incentive Plan. /s/ Hannah Lim-Johnson, attorney-in-fact for Ms. Pitre 2024-01-26 EX-24 2 exhibit24.txt POA POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Hannah Lim-Johnson, and Joe Foster, and each of them acting or signing alone, as his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a director of Ball Corporation (the "Company"), any and all reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; and (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 or other required report and timely file such report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in- fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports under Section 16 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the 18th day of January, 2024. Signature /s/ Kathleen Pitre Printed Name: Kathleen Pitre