0001062993-22-002319.txt : 20220202
0001062993-22-002319.hdr.sgml : 20220202
20220202192903
ACCESSION NUMBER: 0001062993-22-002319
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220202
DATE AS OF CHANGE: 20220202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER CHARLES E
CENTRAL INDEX KEY: 0001286361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 22585870
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
STREET 2: C/O BALL CORP
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-01-31
0000009389
BALL Corp
BLL
0001286361
BAKER CHARLES E
9200 W. 108TH CIRCLE
WESTMINSTER
CO
80021
0
1
0
0
VP, GEN COUNSEL & CORP SEC
Common Stock
2022-01-31
4
M
0
11652
97.10
A
185356.2687
D
Common Stock
2022-01-31
4
F
0
3623
97.10
D
181733.2687
D
Common Stock
13295
I
See Footnote
Common Stock
800
I
By Daughter
Common Stock
5979.107
I
401(k) Plan
Restricted Stock Units
2022-01-31
4
M
0
7483
0
D
Common Stock
7483
16095
D
Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
/s/ Charles E. Baker
2022-02-02