0001062993-22-002319.txt : 20220202 0001062993-22-002319.hdr.sgml : 20220202 20220202192903 ACCESSION NUMBER: 0001062993-22-002319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER CHARLES E CENTRAL INDEX KEY: 0001286361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 22585870 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE STREET 2: C/O BALL CORP CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-01-31 0000009389 BALL Corp BLL 0001286361 BAKER CHARLES E 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 VP, GEN COUNSEL & CORP SEC Common Stock 2022-01-31 4 M 0 11652 97.10 A 185356.2687 D Common Stock 2022-01-31 4 F 0 3623 97.10 D 181733.2687 D Common Stock 13295 I See Footnote Common Stock 800 I By Daughter Common Stock 5979.107 I 401(k) Plan Restricted Stock Units 2022-01-31 4 M 0 7483 0 D Common Stock 7483 16095 D Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. /s/ Charles E. Baker 2022-02-02