0001062993-22-001808.txt : 20220128 0001062993-22-001808.hdr.sgml : 20220128 20220128190501 ACCESSION NUMBER: 0001062993-22-001808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220126 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman David A CENTRAL INDEX KEY: 0001839518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 22570712 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-01-26 0000009389 BALL Corp BLL 0001839518 Kaufman David A 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 President, Ball Aerospace Restricted Stock Units 2022-01-26 4 A 0 3234 0 A Common Stock 3234 11135 D Stock Option (Right to Buy) 86.57 2022-01-26 4 A 0 12933 0 A 2023-01-26 2032-01-26 Common Stock 12933 12933 D Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. /s/ Charles E. Baker, attorney-in-fact for Mr. Kaufman 2022-01-28