0001062993-21-013182.txt : 20211217
0001062993-21-013182.hdr.sgml : 20211217
20211217190600
ACCESSION NUMBER: 0001062993-21-013182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ross Cathy D
CENTRAL INDEX KEY: 0001354328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 211503192
MAIL ADDRESS:
STREET 1: 901 44TH STREET SE
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-15
0000009389
BALL Corp
BLL
0001354328
Ross Cathy D
9200 W. 108TH CIRCLE
WESTMINSTER
CO
80021
1
0
0
0
Restricted Stock Units
2021-12-15
4
A
0
295
0
A
Common Stock
295
295
D
Deferred Compensation Company Stock Plan
2021-12-15
4
A
0
354.1385
91.86
A
Common Stock
354.1385
8009.9320
D
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Restricted Stock Units grant in conjunction with the Deposit Share Program.
The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second
anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
/s/ Charles E. Baker attorney-in-fact for Ms. Ross
2021-12-17