0001062993-21-011749.txt : 20211129
0001062993-21-011749.hdr.sgml : 20211129
20211129191343
ACCESSION NUMBER: 0001062993-21-011749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211129
FILED AS OF DATE: 20211129
DATE AS OF CHANGE: 20211129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pauley Lisa Ann
CENTRAL INDEX KEY: 0001397952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 211457914
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-11-29
1
0000009389
BALL Corp
BLL
0001397952
Pauley Lisa Ann
9200 W. 108TH CIRCLE
WESTMINSTER
CO
80021
0
1
0
0
EVP, HR & Administration
Common Stock
211144.2054
D
Common Stock
6244.152
I
401(k) Plan
Common Stock
283475.6297
I
By Spouse
Deferred Compensation Company Stock Plan
Common Stock
208797.0524
208797.0524
D
Restricted Stock Units
Common Stock
18599
18599
D
Stock Appreciation Rights (sars)
22.965
2014-01-30
2023-01-30
Common Stock
41000
41000
D
Stock Appreciation Rights (sars)
24.535
2015-01-29
2024-01-29
Common Stock
41200
41200
D
Stock Appreciation Rights (sars)
33.075
2016-02-04
2025-02-04
Common Stock
34930
34930
D
Stock Appreciation Rights (sars)
33.05
2017-01-27
2026-01-27
Common Stock
27774
27774
D
Stock Appreciation Rights (sars)
38.375
2018-01-25
2027-01-25
Common Stock
39812
39812
D
Stock Option (Right to Buy)
38.84
2019-01-24
2028-01-24
Common Stock
41896
41896
D
Stock Option (Right to Buy)
50.78
2020-01-23
2029-01-23
Common Stock
32508
32508
D
Stock Option (Right to Buy)
72.59
2021-01-29
2030-01-29
Common Stock
26302
26302
D
Stock Option (Right to Buy)
85.33
2022-01-27
2031-01-27
Common Stock
22727
22727
D
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
The reporting person expressly disclaims beneficial ownership of these securities.
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Charles E. Baker, attorney-in-fact for Ms. Pauley
2021-11-29