-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OFJjLTFxtH8QnGvewpFeL69G8obfDkHlcJo2MIOrdl/s/nsIvhujU4+ikHlX9RQU Oq4eCLrUkhSsYVtIZMEXOQ== 0000009389-04-000422.txt : 20041123 0000009389-04-000422.hdr.sgml : 20041123 20041123111332 ACCESSION NUMBER: 0000009389-04-000422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041119 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES JOHN A CENTRAL INDEX KEY: 0001205943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 041162748 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-11-19 0 0000009389 BALL CORP BLL 0001205943 HAYES JOHN A BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 0 1 0 0 VP, CORP STRATEGY & DEV Prepaid Variable Forward Contract 2004-11-19 4 J 0 20000 A 2008-11-18 2008-11-18 Common Stock 20000 20000 D On 11-19-04, John A. Hayes entered into a prepaid variable forward contract (Contract) with a broker/dealer (Buyer) for disposition of 20,000 shares of Ball Corp Common Stock (Ball Shares). Contract obligates Mr. Hayes to deliver to Buyer on 11-18-08 (Settlement Date) a number of Ball Shares equal to $859,400 (currently 20,000 Ball Shares @$42.97). In exchange Mr. Hayes initially receives a portion of the settlement price. The number of Ball Shares to be sold by Mr. Hayes under Contract will be 20,000 base amount & will depend on whether the ceiling price is above floor price. To fulfill the Contract, Ball Shares have been delivered to Buyer but will not be sold until 11-18-08. At Mr. Hayes's option, he may deliver cash equivalent to value of required number of Ball Shares to be delivered on Settlement Date. Total number of Common Shares directly owned includes shares acquired through participation in the Ball Corporation Employee Stock Purchase Plan. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment and employer matching contributions. By: Charles E. Baker, GenCounsel&AsstCorpSec For: John A. Hayes 2004-11-23 -----END PRIVACY-ENHANCED MESSAGE-----