0001548187-21-000027.txt : 20210416
0001548187-21-000027.hdr.sgml : 20210416
20210416172228
ACCESSION NUMBER: 0001548187-21-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210415
FILED AS OF DATE: 20210416
DATE AS OF CHANGE: 20210416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEMP WALTER V
CENTRAL INDEX KEY: 0000938419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38815
FILM NUMBER: 21832421
MAIL ADDRESS:
STREET 1: 1415 WEST LOOP NORTH
CITY: HOUSTON
STATE: TX
ZIP: 77055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Soliton, Inc.
CENTRAL INDEX KEY: 0001548187
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 364729076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5304 ASHBROOK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77081
BUSINESS PHONE: 832-661-3453
MAIL ADDRESS:
STREET 1: 5304 ASHBROOK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77081
4
1
wf-form4_161860813440856.xml
FORM 4
X0306
4
2021-04-15
0
0001548187
Soliton, Inc.
SOLY
0000938419
KLEMP WALTER V
C/O SOLITON, INC. 5304 ASHBROOK DRIVE
HOUSTON
TX
77081
1
0
0
0
Stock option (right to buy)
9.74
2021-04-15
4
A
0
113000
A
2031-01-21
Common Stock
113000.0
1074867
D
The stock option was approved by the compensation committee of Soliton Inc.'s board of directors on January 21, 2021, subject to shareholder approval of the 2018 Stock Plan under which the option was granted. The shareholders of Soliton, Inc. approved the plan at the company's annual meeting on April 15, 2021.
The stock options set forth in this table vest in four equal annual installments and are subject to the grantee's continued service to the Company on each vesting date.
The options were issued in connection with the reporting person's Board of Director service to the Company
/s/ Walter V. Klemp
2021-04-16