0000899243-22-015233.txt : 20220420 0000899243-22-015233.hdr.sgml : 20220420 20220420201345 ACCESSION NUMBER: 0000899243-22-015233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220418 FILED AS OF DATE: 20220420 DATE AS OF CHANGE: 20220420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDLAND ROBERT M CENTRAL INDEX KEY: 0000938198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39845 FILM NUMBER: 22839399 MAIL ADDRESS: STREET 1: 150 BEACH ROAD #25-03 STREET 2: THE GATEWAY WEST CITY: SINGAPORE STATE: U0 ZIP: 189720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SES AI Corp CENTRAL INDEX KEY: 0001819142 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: (339) 298-8750 MAIL ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp. DATE OF NAME CHANGE: 20200723 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-18 0 0001819142 SES AI Corp SES 0000938198 FRIEDLAND ROBERT M C/O SES AI CORPORATION 35 CABOT ROAD WOBURN MA 01801 1 0 0 0 Class A Common Stock 2022-04-18 4 A 0 33519 0.00 A 273519 D Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest in full, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Includes 33,519 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. See Exhibit 24.1 - Power of Attorney. /s/ Joanne Ban, Attorney-in-Fact 2022-04-20 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT
                                                                   Exhibit 24.1

                                POWER OF ATTORNEY

        KNOW ALL MEN BY THESE PRESENTS, that the undersigned does hereby
constitute and appoint Joanne Ban and Jing Nealis as the undersigned's true and
lawful attorneys-in-fact to, as applicable:

    (1) execute for and on behalf of the undersigned, in the undersigned's
        capacity as an officer, director and/or ten-percent owner of SES AI
        Corporation (the "Company"), and submit to the U.S. Securities and
        Exchange Commission ("SEC") a Form ID, including amendments thereto,
        and any other documents necessary or appropriate to obtain codes and
        passwords enabling the undersigned to make electronic filings with the
        SEC of reports required by Section 16(a) of the Securities Exchange Act
        of 1934 (the "Exchange Act") and the rules thereunder and any
        amendments to the foregoing;

    (2) execute for and on behalf of the undersigned, in the undersigned's
        capacity as an officer, director and/or ten-percent owner of the
        Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the
        Exchange Act and the rules thereunder and any amendments to the
        foregoing;

    (3) do and perform any and all acts for and on behalf of the undersigned
        which may be necessary or desirable to complete and execute any such
        Forms 3, 4 or 5, complete and execute any amendment or amendments
        thereto, and timely file such form with the SEC and any stock exchange
        or similar authority; and

    (4) take any other action of any type whatsoever in connection with the
        foregoing which, in the opinion of such attorney-in-fact, may be of
        benefit to, in the best interest of, or legally required by, the
        undersigned, it being understood that the documents executed by such
        attorney-in-fact on behalf of the undersigned pursuant to this Power of
        Attorney shall be in such form and shall contain such terms and
        conditions as such attorney-in-fact may approve to such attorney-in-
        fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall lawfully do or cause
to be done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to
comply with Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5, as applicable, with
respect to the undersigned's holdings of and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.

        IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of the 20th day of April, 2022.

                                   By: /s/ Robert M. Friedland
                                       -------------------------------
                                       Robert M. Friedland