0000938077-17-000007.txt : 20171103
0000938077-17-000007.hdr.sgml : 20171103
20171103125614
ACCESSION NUMBER: 0000938077-17-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, LP
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 171175550
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
DATE OF NAME CHANGE: 20050808
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000938077
XXXXXXXX
09-30-2017
09-30-2017
DOLIVER CAPITAL ADVISORS, LP
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Charley Ward
Chief Compliance Officer
7139170022
Charley Ward
Houston
TX
11-03-2017
0
251
222570
false
INFORMATION TABLE
2
13F2017Q3.xml
13F2017Q3
ABBOTT LABORATORIES
Common
002824100
358
6718
SH
SOLE
0
0
6718
ABBVIE INC
Common
00287Y109
1157
13016
SH
SOLE
0
0
13016
ABERDEEN ASIA PACIFIC INCOM
Common
003009107
420
81305
SH
SOLE
0
0
81305
ABERDEEN JAPAN EQUITY FD INC
Common
00306J109
117
13396
SH
SOLE
0
0
13396
ABERDEEN SINGAPORE FD INC
Common
003244100
359
30863
SH
SOLE
0
0
30863
ADAM NAT RES FD INC
Common
00548F105
891
45326
SH
SOLE
0
0
45326
ADAMS DIVERSIFIED EQUITY FD
Common
006212104
1874
123184
SH
SOLE
0
0
123184
ADVENT CLAY CONV SEC INC FD
Common
007639107
377
60400
SH
SOLE
0
0
60400
ADVENT CLAYMORE CV SECS & IN
Common
00764C109
700
43238
SH
SOLE
0
0
43238
ADVENT CLAYMORE ENH GRW & IN
Common
00765E104
185
21492
SH
SOLE
0
0
21492
ALLIANCE CALIF MUN INCOME FD
Common
018546101
542
39276
SH
SOLE
0
0
39276
ALLIANCEBERNSTEIN GBL HGH IN
Common
01879R106
1078
82598
SH
SOLE
0
0
82598
ALLIANCEBERNSTEIN NATL MUNI
Common
01864U106
388
27798
SH
SOLE
0
0
27798
ALLIANZGI CONV & INCOME FD I
Common
018825109
106
16965
SH
SOLE
0
0
16965
ALTRIA GROUP INC
Common
02209S103
2596
40927
SH
SOLE
0
0
40927
APOLLO SR FLOATING RATE FD I
Common
037636107
928
55386
SH
SOLE
0
0
55386
APOLLO TACTICAL INCOME FD IN
Common
037638103
242
14903
SH
SOLE
0
0
14903
APPLE INC
Common
037833100
621
4028
SH
SOLE
0
0
4028
ARES DYNAMIC CR ALLOCATION F
Common
04014F102
229
13940
SH
SOLE
0
0
13940
B & G FOODS INC
Common
05508R106
212
6660
SH
SOLE
0
0
6660
BAIDU INC ADR
Common
056752108
319
1288
SH
SOLE
0
0
1288
BLACKROCK CALIF MUN INCOME T
Common
09248E102
936
64527
SH
SOLE
0
0
64527
BLACKROCK CORE BD TR
Common
09249E101
492
34963
SH
SOLE
0
0
34963
BLACKROCK CORPOR HI YLD FD I
Common
09255P107
1169
103481
SH
SOLE
0
0
103481
BLACKROCK DEBT STRAT FD INC
Common
09255R202
1865
159769
SH
SOLE
0
0
159769
BLACKROCK ENERGY & RES TR
Common
09250U101
756
55062
SH
SOLE
0
0
55062
BLACKROCK FLOAT RATE OME STR
Common
09255X100
360
25069
SH
SOLE
0
0
25069
BLACKROCK FLOATING RATE INCO
Common
091941104
209
14817
SH
SOLE
0
0
14817
BLACKROCK INCOME TR INC
Common
09247F100
291
46287
SH
SOLE
0
0
46287
BLACKROCK INVT QUALITY MUN T
Common
09247D105
265
17724
SH
SOLE
0
0
17724
BLACKROCK MULTI-SECTOR INC T
Common
09258A107
652
34859
SH
SOLE
0
0
34859
BLACKROCK MUN 2030 TAR TERM
Common
09257P105
1919
84669
SH
SOLE
0
0
84669
BLACKROCK MUN INCOME TR
Common
09248F109
241
16858
SH
SOLE
0
0
16858
BLACKROCK MUNI INTER DR FD I
Common
09253X102
1970
138998
SH
SOLE
0
0
138998
BLACKROCK MUNI N Y INTER DUR
Common
09255F109
356
25478
SH
SOLE
0
0
25478
BLACKROCK MUNIHLDGS NY QLTY
Common
09255C106
161
11414
SH
SOLE
0
0
11414
BLACKROCK MUNIVEST FD II INC
Common
09253T101
163
10523
SH
SOLE
0
0
10523
BLACKROCK MUNIVEST FD INC
Common
09253R105
358
36878
SH
SOLE
0
0
36878
BLACKROCK MUNIYIELD ARIZ FD
Common
09254K109
215
14380
SH
SOLE
0
0
14380
BLACKROCK MUNIYIELD CALIF FD
Common
09254M105
598
38734
SH
SOLE
0
0
38734
BLACKROCK MUNIYIELD INVST FD
Common
09254R104
274
17910
SH
SOLE
0
0
17910
BLACKROCK MUNIYIELD NY QLTY
Common
09255E102
574
43486
SH
SOLE
0
0
43486
BLACKROCK MUNIYIELD QLTY FD
Common
09254E103
343
23955
SH
SOLE
0
0
23955
BLACKROCK MUNIYIELD QUALITY
Common
09254F100
211
13658
SH
SOLE
0
0
13658
BLACKROCK MUNIYLD MICH QLTY
Common
09254V105
212
15158
SH
SOLE
0
0
15158
BLACKROCK RES & COMM STRAT T
Common
09257A108
1508
169597
SH
SOLE
0
0
169597
BLACKROCK TAX MUNICPAL BD TR
Common
09248X100
586
25096
SH
SOLE
0
0
25096
BLACKSTONE GROUP LP LP
Common
09253U108
259
7750
SH
SOLE
0
0
7750
BLACKSTONE GSO FLTING RTE FU
Common
09256U105
523
29776
SH
SOLE
0
0
29776
BLACKSTONE GSO LNG SHRT CR I
Common
09257D102
427
26544
SH
SOLE
0
0
26544
BLACKSTONE GSO STRATEGIC CR
Common
09257R101
429
26854
SH
SOLE
0
0
26854
BROOKFIELD GLOBL LISTED INFR
Common
11273Q109
548
40550
SH
SOLE
0
0
40550
CBRE CLARION GLOBAL REAL EST
Common
12504G100
1376
174141
SH
SOLE
0
0
174141
CENTER COAST MLP & INFRSTR F
Common
151461100
738
69901
SH
SOLE
0
0
69901
CHART INDUSTRIES INC
Common
16115Q209
271
6902
SH
SOLE
0
0
6902
CHEVRON CORPORATION
Common
166764100
798
6788
SH
SOLE
0
0
6788
CHINA FD INC
Common
169373107
528
25970
SH
SOLE
0
0
25970
CISCO SYSTEMS INC
Common
17275R102
351
10432
SH
SOLE
0
0
10432
CLEARBRIDGE AMERN ENERG MLP
Common
184691103
568
66292
SH
SOLE
0
0
66292
CLEARBRIDGE ENERGY MLP FD IN
Common
184692101
300
20245
SH
SOLE
0
0
20245
CLEARBRIDGE ENERGY MLP OPP F
Common
18469P100
1543
126767
SH
SOLE
0
0
126767
CLEARBRIDGE ENERGY MLP TR FD
Common
18469Q108
548
43143
SH
SOLE
0
0
43143
COCA COLA COMPANY
Common
191216100
631
14008
SH
SOLE
0
0
14008
COHEN & STEERS GLOBAL INC BL
Common
19248M103
121
12431
SH
SOLE
0
0
12431
COHEN & STEERS INFRASTRUCTUR
Common
19248A109
771
33508
SH
SOLE
0
0
33508
COHEN & STEERS MLP INC & ENR
Common
19249B106
203
19494
SH
SOLE
0
0
19494
COHEN & STEERS QUALITY RLTY
Common
19247L106
547
43589
SH
SOLE
0
0
43589
COHEN & STEERS TOTAL RETURN
Common
19247R103
155
12414
SH
SOLE
0
0
12414
COLUMBIA SELIGM PREM TECH GR
Common
19842X109
1026
45906
SH
SOLE
0
0
45906
DEUTSCHE HIGH INCOME OPPORT
Common
25158Y102
714
47168
SH
SOLE
0
0
47168
DEUTSCHE MUN INCOME
Common
25160C106
890
70058
SH
SOLE
0
0
70058
DEUTSCHE STRATEGIC MUN INCOM
Common
25159F102
182
14887
SH
SOLE
0
0
14887
DEVON ENERGY CORP
Common
25179M103
284
7723
SH
SOLE
0
0
7723
DIAGEO PLC ADR
Common
G42089113
288
2178
SH
SOLE
0
0
2178
DIVIDEND & INCOME FUND
Common
25538A204
1230
95657
SH
SOLE
0
0
95657
DOUBLELINE OPPORTUNISTIC CR
Common
258623107
674
28020
SH
SOLE
0
0
28020
DREYFUS MUN BD INFRSTRCTR FD
Common
26203D101
172
12881
SH
SOLE
0
0
12881
DREYFUS MUN INCOME INC
Common
26201R102
93
10197
SH
SOLE
0
0
10197
DREYFUS STRATEGIC MUN BD FD
Common
26202F107
143
16854
SH
SOLE
0
0
16854
DREYFUS STRATEGIC MUNS INC
Common
261932107
148
16831
SH
SOLE
0
0
16831
DTF TAX-FREE INCOME INC
Common
23334J107
255
17827
SH
SOLE
0
0
17827
DUFF & PHELPS GLB UTL INC FD
Common
26433C105
378
23277
SH
SOLE
0
0
23277
DUFF & PHELPS SLCT ENGY MLP
Common
26433F108
755
116986
SH
SOLE
0
0
116986
DUFF & PHELPS UTIL CORP BD T
Common
26432K108
185
19989
SH
SOLE
0
0
19989
EATON VANCE CA MUNI INCOME T
Common
27826F101
229
18310
SH
SOLE
0
0
18310
EATON VANCE CALIF MUN BD FD
Common
27828C106
139
11541
SH
SOLE
0
0
11541
EATON VANCE FLTING RATE INC
Common
278279104
1337
91456
SH
SOLE
0
0
91456
EATON VANCE LTD DUR INCOME F
Common
27828H105
967
68936
SH
SOLE
0
0
68936
EATON VANCE MI MUNI INCOME T
Common
27826D106
274
20742
SH
SOLE
0
0
20742
EATON VANCE MUN BD FD
Common
27827X101
766
60441
SH
SOLE
0
0
60441
EATON VANCE MUNI INCOME TRUS
Common
27826U108
548
42282
SH
SOLE
0
0
42282
EATON VANCE N J MUN BD FD
Common
27828R103
131
10026
SH
SOLE
0
0
10026
EATON VANCE N Y MUN BD FD II
Common
27828T109
125
10472
SH
SOLE
0
0
10472
EATON VANCE NJ MUNI INCOME T
Common
27826V106
188
15627
SH
SOLE
0
0
15627
EATON VANCE NY MUNI INCOME T
Common
27826W104
360
27326
SH
SOLE
0
0
27326
EATON VANCE OHIO MUNICIPAL B
Common
27828L106
203
15673
SH
SOLE
0
0
15673
EATON VANCE RISK MNGD DIV EQ
Common
27829G106
907
96198
SH
SOLE
0
0
96198
EATON VANCE SH TM DR DIVR IN
Common
27828V104
233
16329
SH
SOLE
0
0
16329
EATON VANCE SR INCOME TR
Common
27826S103
217
32763
SH
SOLE
0
0
32763
EATON VANCE TAX MNGD GBL DV
Common
27829F108
126
13500
SH
SOLE
0
0
13500
EATON VANCE TAX MNGED BUY WR
Common
27828X100
263
15676
SH
SOLE
0
0
15676
EATON VANCE TX MNG BY WRT OP
Common
27828Y108
521
34025
SH
SOLE
0
0
34025
ENERGY TRNFR EQUITY LP
Common
29273V100
306
17618
SH
SOLE
0
0
17618
ENTERPRISE PRODUCTS LP
Common
293792107
1744
66915
SH
SOLE
0
0
66915
EXXON MOBIL CORP
Common
30231G102
68097
830654
SH
SOLE
0
0
830654
FEDEX CORPORATION
Common
31428X106
396
1757
SH
SOLE
0
0
1757
FIDUCIARY CLAYMORE MLP OPP F
Common
31647Q106
1130
87496
SH
SOLE
0
0
87496
FIRST TR ABERDEEN GLBL OPP F
Common
337319107
688
58352
SH
SOLE
0
0
58352
FIRST TR ENERGY INCOME & GRW
Common
33738G104
616
24973
SH
SOLE
0
0
24973
FIRST TR INTER DUR PFD & IN
Common
33718W103
337
13620
SH
SOLE
0
0
13620
FIRST TR MLP & ENERGY INCOME
Common
33739B104
817
53545
SH
SOLE
0
0
53545
FIRST TR SR FLG RTE INCM FD
Common
33733U108
318
23576
SH
SOLE
0
0
23576
FIRST TRUST SPECIALTY FINANC
Common
33733G109
345
50336
SH
SOLE
0
0
50336
FST TR NEW OPPORT MLP & ENE
Common
33739M100
841
66670
SH
SOLE
0
0
66670
GABELLI DIVD & INCOME TR
Common
36242H104
577
25788
SH
SOLE
0
0
25788
GABELLI HLTHCARE & WELLNESS
Common
36246K103
261
25821
SH
SOLE
0
0
25821
GAMCO GLOBAL GOLD NAT RES &
Common
36465A109
1607
286398
SH
SOLE
0
0
286398
GAMCO NAT RES GOLD & INCOME
Common
36465E101
967
138273
SH
SOLE
0
0
138273
GDL FUND
Common
361570104
328
32154
SH
SOLE
0
0
32154
GENERAL AMERN INVS INC
Common
368802104
1075
29842
SH
SOLE
0
0
29842
GENERAL ELECTRIC CO
Common
369604103
516
21330
SH
SOLE
0
0
21330
GOLDMAN SACHS MLP ENERGY REN
Common
38148G107
229
32883
SH
SOLE
0
0
32883
GOLDMAN SACHS MLP INC OPP FD
Common
38147W103
1248
133779
SH
SOLE
0
0
133779
GUGGENHEIM TAXABLE MUN MNGD
Common
401664107
1510
66212
SH
SOLE
0
0
66212
HALLIBURTON CO HLDG
Common
406216101
276
6000
SH
SOLE
0
0
6000
HANCOCK JOHN FINL OPPTYS FD
Common
409735206
1627
43679
SH
SOLE
0
0
43679
HANCOCK JOHN INV TRUST
Common
41013P749
200
21736
SH
SOLE
0
0
21736
HANCOCK JOHN PFD INCOME FD I
Common
41021P103
196
10428
SH
SOLE
0
0
10428
HERZFELD CARIBBEAN BASIN FD
Common
42804T106
268
36977
SH
SOLE
0
0
36977
INDEPENDENT BK GROUP
Common
45384B106
1146
19011
SH
SOLE
0
0
19011
INDIA FD INC
Common
454089103
779
29061
SH
SOLE
0
0
29061
INTEL CORP
Common
458140100
212
5567
SH
SOLE
0
0
5567
INVESCO ADVANTAGE MUNICIPAL
Common
46132E103
126
10934
SH
SOLE
0
0
10934
INVESCO BD FD
Common
46132L107
242
12075
SH
SOLE
0
0
12075
INVESCO DYNAMIC CR OPP FD
Common
46132R104
1184
99340
SH
SOLE
0
0
99340
INVESCO MUN OPPORTUNITY TR
Common
46132C107
296
22790
SH
SOLE
0
0
22790
INVESCO MUN TR
Common
46131J103
258
20200
SH
SOLE
0
0
20200
INVESCO PA VALUE MUN INCOME
Common
46132K109
319
25936
SH
SOLE
0
0
25936
INVESCO QUALITY MUNI INC TRS
Common
46133G107
521
40706
SH
SOLE
0
0
40706
INVESCO SR INCOME TR
Common
46131H107
1172
260946
SH
SOLE
0
0
260946
INVESCO TR INVT GRADE MUNS
Common
46131M106
269
20108
SH
SOLE
0
0
20108
INVESCO TR INVT GRADE NY MUN
Common
46131T101
297
21652
SH
SOLE
0
0
21652
INVESCO VALUE MUN INCOME TR
Common
46132P108
1267
84687
SH
SOLE
0
0
84687
ISHARES TR
Common
464287200
7935
31374
SH
SOLE
0
0
31374
JAPAN SMALLER CAPTLZTN FD IN
Common
47109U104
185
14709
SH
SOLE
0
0
14709
JOHNSON & JOHNSON
Common
478160104
1021
7851
SH
SOLE
0
0
7851
JPMORGAN CHASE & CO
Common
46625H100
566
5925
SH
SOLE
0
0
5925
LAZARD WORLD DIVID & INCOME
Common
521076109
192
16934
SH
SOLE
0
0
16934
LEGG MASON BW GLB INC OPP FD
Common
52469B100
1050
78101
SH
SOLE
0
0
78101
MADISON CVRED CALL & EQ STR
Common
557437100
239
30506
SH
SOLE
0
0
30506
MAGELLAN MIDSTREAM P LP
Common
559080106
233
3280
SH
SOLE
0
0
3280
MEDTRONIC PLC
Common
G5960L103
224
2875
SH
SOLE
0
0
2875
MERCK & CO INC
Common
58933Y105
225
3509
SH
SOLE
0
0
3509
MEXICO FD INC
Common
592835102
443
25804
SH
SOLE
0
0
25804
MFS GOVT MKTS INCOME TR
Common
552939100
201
40771
SH
SOLE
0
0
40771
MFS INTER INCOME TR
Common
55273C107
141
33008
SH
SOLE
0
0
33008
MFS MUN INCOME TR
Common
552738106
140
19481
SH
SOLE
0
0
19481
MORGAN STANLEY CHINA A SH FD
Common
617468103
1264
52983
SH
SOLE
0
0
52983
MORGAN STANLEY EM MKTS DM DE
Common
617477104
1535
190967
SH
SOLE
0
0
190967
MORGAN STANLEY INDIA INVS FD
Common
61745C105
273
7961
SH
SOLE
0
0
7961
NEUBERGER BERMAN CA INT MUN
Common
64123C101
310
22038
SH
SOLE
0
0
22038
NEUBERGER BERMAN INTER MUNI
Common
64124P101
223
14490
SH
SOLE
0
0
14490
NEUBERGER BERMAN NY INT MUN
Common
64124K102
147
11635
SH
SOLE
0
0
11635
NEWELL BRANDS INC
Common
651229106
297
6955
SH
SOLE
0
0
6955
NUVEEN ALL CAP ENE MLP OPPO
Common
67075E108
465
52294
SH
SOLE
0
0
52294
NUVEEN AMT FREE MUN CR INC F
Common
67071L106
894
58067
SH
SOLE
0
0
58067
NUVEEN AMT FREE QLTY MUN INC
Common
670657105
1453
104924
SH
SOLE
0
0
104924
NUVEEN BUILD AMER BD FD
Common
67074C103
1116
51989
SH
SOLE
0
0
51989
NUVEEN CA QUALTY MUN INCOME
Common
67066Y105
1904
127608
SH
SOLE
0
0
127608
NUVEEN CALIF MUN VALUE FD
Common
67062C107
106
10042
SH
SOLE
0
0
10042
NUVEEN CONNECTICUT QLTY MUN
Common
67060D107
942
77156
SH
SOLE
0
0
77156
NUVEEN CR STRATEGIES INCM FD
Common
67073D102
1832
215842
SH
SOLE
0
0
215842
NUVEEN ENERGY MLP TOTL RTRNF
Common
67074U103
760
63038
SH
SOLE
0
0
63038
NUVEEN FLOATING RATE INCOME
Common
67072T108
302
25753
SH
SOLE
0
0
25753
NUVEEN INTER DURATION MN TMF
Common
670671106
368
27511
SH
SOLE
0
0
27511
NUVEEN MARYLAND QLT MUN INC
Common
67061Q107
346
26982
SH
SOLE
0
0
26982
NUVEEN MASSACHUSETS QLT MUN
Common
67061E104
195
13565
SH
SOLE
0
0
13565
NUVEEN MUN HIGH INCOME OPP F
Common
670682103
338
24863
SH
SOLE
0
0
24863
NUVEEN MUNICIPAL CREDIT INC
Common
67070X101
818
53784
SH
SOLE
0
0
53784
NUVEEN NASDAQ 100 DYNAMIC OV
Common
670699107
849
38359
SH
SOLE
0
0
38359
NUVEEN NEW JERSEY QULT MUN F
Common
67069Y102
787
57329
SH
SOLE
0
0
57329
NUVEEN NEW YORK AMT QLT MUNI
Common
670656107
443
33532
SH
SOLE
0
0
33532
NUVEEN NEW YORK QLT MUN INC
Common
67066X107
177
12532
SH
SOLE
0
0
12532
NUVEEN NORTH CAROLINA QLTY M
Common
67060P100
390
29262
SH
SOLE
0
0
29262
NUVEEN OHIO QLTY MUN INCOME
Common
670980101
158
10453
SH
SOLE
0
0
10453
NUVEEN PENNSYLVANIA QLT MUN
Common
670972108
352
25969
SH
SOLE
0
0
25969
NUVEEN PFD & INCOME TERM FD
Common
67075A106
237
9405
SH
SOLE
0
0
9405
NUVEEN QUALITY MUNCP INCOME
Common
67066V101
1606
113169
SH
SOLE
0
0
113169
NUVEEN REAL ASSET INC & GROW
Common
67074Y105
1441
80040
SH
SOLE
0
0
80040
NUVEEN S&P 500 BUY-WRITE INC
Common
6706ER101
1226
87676
SH
SOLE
0
0
87676
NUVEEN SELECT TAX FREE INCM
Common
67063C106
145
10339
SH
SOLE
0
0
10339
NUVEEN SHT DUR CR OPP FD
Common
67074X107
305
17572
SH
SOLE
0
0
17572
NUVEEN SR INCOME FD
Common
67067Y104
243
36296
SH
SOLE
0
0
36296
NUVEEN VIRGINIA QLTY MUNCPL
Common
67064R102
471
35843
SH
SOLE
0
0
35843
ONEOK INC
Common
682680103
261
4710
SH
SOLE
0
0
4710
PEPSICO INCORPORATED
Common
713448108
331
2969
SH
SOLE
0
0
2969
PHILIP MORRIS INTL
Common
718172109
3303
29755
SH
SOLE
0
0
29755
PIONEER FLOATING RATE TR
Common
72369J102
347
28990
SH
SOLE
0
0
28990
PIONEER HIGH INCOME TR
Common
72369H106
1516
151295
SH
SOLE
0
0
151295
PIONEER MUN HIGH INCOME ADV
Common
723762100
2275
197012
SH
SOLE
0
0
197012
PIONEER MUN HIGH INCOME TR
Common
723763108
1139
94679
SH
SOLE
0
0
94679
PLAINS ALL AMERICAN LP
Common
726503105
277
13073
SH
SOLE
0
0
13073
PNC FINANCIAL SRVCS
Common
693475105
310
2300
SH
SOLE
0
0
2300
PRINCIPAL REAL ESTATE INCOME
Common
74255X104
816
45455
SH
SOLE
0
0
45455
PROCTER & GAMBLE
Common
742718109
1188
13053
SH
SOLE
0
0
13053
PRUDENTIAL GLB SHT DUR HG YL
Common
74433A109
911
61005
SH
SOLE
0
0
61005
PRUDENTIAL SHT DURATION HG Y
Common
74442F107
890
58299
SH
SOLE
0
0
58299
PUTMAN HIGH INCOME SEC FUND
Common
746779107
122
13700
SH
SOLE
0
0
13700
PUTNAM MANAGED MUN INCOM TR
Common
746823103
188
24923
SH
SOLE
0
0
24923
PUTNAM MUN OPPORTUNITIES TR
Common
746922103
318
25200
SH
SOLE
0
0
25200
PUTNAM PREMIER INCOME TR
Common
746853100
501
94099
SH
SOLE
0
0
94099
ROYCE GLOBAL VALUE TR INC
Common
78081T104
402
38803
SH
SOLE
0
0
38803
ROYCE MICRO-CAP TR INC
Common
780915104
907
96723
SH
SOLE
0
0
96723
SHELL MIDSTREAM PTNR LP
Common
822634101
222
7982
SH
SOLE
0
0
7982
SINA CORPORATION
Common
G81477104
260
2265
SH
SOLE
0
0
2265
SOUTHWESTERN ENERGY
Common
845467109
117
19085
SH
SOLE
0
0
19085
STAR GAS PARTNERS LP LP
Common
85512C105
161
14200
SH
SOLE
0
0
14200
STONE HBR EMERG MKTS TL INC
Common
86164W100
358
22182
SH
SOLE
0
0
22182
SUPERCOM LTD
Common
M87095101
45
12800
SH
SOLE
0
0
12800
SWISS HELVETIA FD INC
Common
870875101
163
12758
SH
SOLE
0
0
12758
TAIWAN FD INC
Common
874036106
421
20467
SH
SOLE
0
0
20467
TALLGRASS ENERGY PAR LP
Common
874697105
206
4309
SH
SOLE
0
0
4309
TEKLA HEALTHCARE INVS
Common
87911J103
634
25145
SH
SOLE
0
0
25145
TEKLA HEALTHCARE OPPORTUNIT
Common
879105104
349
18808
SH
SOLE
0
0
18808
TEMPLETON DRAGON FD INC
Common
88018T101
272
13075
SH
SOLE
0
0
13075
TEMPLETON EMERG MKTS INCOME
Common
880192109
964
83294
SH
SOLE
0
0
83294
TEMPLETON GLOBAL INCOME FD
Common
880198106
526
78052
SH
SOLE
0
0
78052
THAI FD INC
Common
882904105
223
22943
SH
SOLE
0
0
22943
THE CENTRAL AND EASTERN EU I
Common
153436100
704
28495
SH
SOLE
0
0
28495
THL CR SR LN FD
Common
87244R103
503
28721
SH
SOLE
0
0
28721
TURKISH INVT FD INC
Common
900145103
187
19932
SH
SOLE
0
0
19932
VIRTUS GLOBAL DIVID INCOME F
Common
92835W107
133
10098
SH
SOLE
0
0
10098
VOYA GLBL ADV & PREM OPP FD
Common
92912R104
791
68681
SH
SOLE
0
0
68681
VOYA PRIME RATE TR
Common
92913A100
549
105006
SH
SOLE
0
0
105006
WALGREENS BOOTS ALLI
Common
931427108
240
3110
SH
SOLE
0
0
3110
WELLS FARGO INCOME OPPORTUNI
Common
94987B105
500
57148
SH
SOLE
0
0
57148
WELLS FARGO MULTI SECTOR INC
Common
94987D101
665
49528
SH
SOLE
0
0
49528
WESTERN ASSET CLYM INFL OPP
Common
95766R104
726
64399
SH
SOLE
0
0
64399
WESTERN ASSET CLYM INFL SEC
Common
95766Q106
366
31688
SH
SOLE
0
0
31688
WESTERN ASSET CORPORATE LN F
Common
95790J102
257
23635
SH
SOLE
0
0
23635
WESTERN ASSET EMRG MKT DEBT
Common
95766A101
2090
132805
SH
SOLE
0
0
132805
WESTERN ASSET GLB HI INCOME
Common
95766B109
768
74680
SH
SOLE
0
0
74680
WESTERN ASSET HIGH INCM FD I
Common
95766J102
1013
140497
SH
SOLE
0
0
140497
WESTERN ASSET HIGH INCM OPP
Common
95766K109
475
92627
SH
SOLE
0
0
92627
WESTERN ASSET INTM MUNI FD I
Common
958435109
323
33186
SH
SOLE
0
0
33186
WESTERN ASSET INVT GRADE DEF
Common
95790A101
600
28258
SH
SOLE
0
0
28258
WESTERN ASSET PREMIER BD FD
Common
957664105
249
17998
SH
SOLE
0
0
17998
WESTERN GAS EQTY LP LP
Common
95825R103
231
5598
SH
SOLE
0
0
5598
WILLIAMS PARTNERS LP LP
Common
96949L105
221
5675
SH
SOLE
0
0
5675
SPDR S&P 500
Option
78462F103
754
3000
SH
SOLE
0
0
3000
EQUIFAX INC
Option
294429105
212
2000
SH
SOLE
0
0
2000